DFX Intelligence

RIA Intelligence

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Firm absorbed

8 advisors left M•••••• W••••• A••••••• for M••••••

othertoindependent RIAOtherderived from registration dates
Members
AdvisorBranchLeftRegistered
Hasan ChowdhuryNew York, NyMar 31, 2018Jun 8, 2021
Jason MonteleoneNew York, NyMar 31, 2018Jun 8, 2021
Justin Blake MccarthyNew York, NyMar 31, 2018Jun 8, 2021
Katherine Mary KellyNew York, NyMar 31, 2018Jan 22, 2021
Lawrence Patrick RosaNew York, NyMar 31, 2018Jun 8, 2021
Michael Austin McgintyNew York, NyMar 31, 2018Jun 21, 2021
Richard Alan RosenbergNew York, NyMar 31, 2018Jun 10, 2021
Rosario Joseph RuffinoNew York, NyMar 31, 2018Oct 5, 2020
The rule
Registrations ended
Mar 31, 2018
Registered next
Oct 5, 2020 to Jun 21, 2021
Branch state
NY
Cities
1, most in New York, Ny
Registered there that day
12 (people still on IAPD; an estimate)
Share of that headcount
67%
Succession by the destination
none on the tape
Other teams out of M•••••• W••••• A•••••••Other teams into M••••••