DFX Intelligence

RIA Intelligence

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Team lift-out

9 advisors left S•••••••• I••••••••• M••••••••• for E•••••• C•••••• M••••••••• L••

BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Adrian ByrdSaint Louis, MoMar 7, 2018Mar 16, 2018
Desmond GonzalezSaint Louis, MoMar 7, 2018Apr 23, 2018
Jason James PhillipsSaint Louis, MoMar 7, 2018Jul 30, 2018
Karen ChangSaint Louis, MoMar 7, 2018Sep 26, 2018
Anthony James StapletonSaint Louis, MoMar 8, 2018Oct 26, 2018
Mckay RobbinsSaint Louis, MoMar 8, 2018May 29, 2018
Md Nayeem HossainSaint Louis, MoMar 8, 2018Mar 15, 2018
Christopher Scott FinleySaint Louis, MoMar 9, 2018Mar 28, 2018
Sei Il ImSaint Louis, MoMar 9, 2018Apr 8, 2019
The rule
Registrations ended
Mar 7, 2018 to Mar 9, 2018
Registered next
Mar 15, 2018 to Apr 8, 2019
Branch state
MO
Cities
1, most in Saint Louis, Mo
Registered there that day
342 (people still on IAPD; an estimate)
Share of that headcount
2.6%
Succession by the destination
none on the tape
Other teams out of S•••••••• I••••••••• M•••••••••Other teams into E•••••• C•••••• M••••••••• L••