DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Sei Il Im
Merrill Lynch, Pierce, Fenner & Smith IncorporatedwirehouseGarden City, Nydual registrantIAPD 3273203
Feed of 09/14/2026
Also filed as Seiil Im
At current firm
3 y
since Sep 1, 2023
In the industry
21 y
since Oct 28, 2004 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S63, S66
IA exams only
Book size
not public
not estimated here
Signals
1
dated events on this person
Registration history
IAPD current and previous registrations
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse currentsince Sep 1, 2023 · Garden City, Ny
- E*Trade Capital Management, LLC formerApr 8, 2019 to Aug 21, 2023 · Garden City, Ny
- Scottrade Investment Management formerMay 8, 2017 to Mar 9, 2018 · Saint Louis, Mo
- Chase Investment Services Corp. formerDec 1, 2009 to Oct 26, 2010 · Woodside, Ny
- Td Ameritrade Investment Management, LLC formerJun 18, 2008 to Dec 3, 2009 · Great Neck, Ny
- Td Ameritrade, Inc. formerOct 10, 2006 to Dec 3, 2009 · Manhasset, Ny
Moves
a registration end followed by a registration begin elsewhere
- E*Trade Capital Management, LLC to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Aug 21, 2023, registered Sep 1, 2023 (11 days) · RIA to wirehouse
- Scottrade Investment Management to E*Trade Capital Management, LLCleft Mar 9, 2018, registered Apr 8, 2019 (395 days) · Affiliated broker-dealer or bank to independent RIA · moved with a team
- Chase Investment Services Corp. to Scottrade Investment Managementleft Oct 26, 2010, registered May 8, 2017 (2386 days) · Other
- Td Ameritrade Investment Management, LLC to Chase Investment Services Corp.left Dec 3, 2009, registered Dec 1, 2009 (-2 days) · Other
- Td Ameritrade, Inc. to Td Ameritrade Investment Management, LLCleft Dec 3, 2009, registered Jun 18, 2008 (-533 days) · channel change inside one enterprise, not a move
Signals
- Sei Il Im left E*Trade Capital Management, Llc for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2023-09-01)Aug 21, 2023 · Advisor changed firm · fact
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 21derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address