DFX Intelligence
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Team lift-out
2 advisors left S•••••• W••••• M••••••••• for S•••••• P••••••• I••••••••• A•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| John Ho Seo | Danville, Ca | Sep 4, 2025 | Jun 30, 2025 |
| Tracy Jao | Danville, Ca | Sep 4, 2025 | Jun 30, 2025 |
The rule
- Registrations ended
- Sep 4, 2025
- Registered next
- Jun 30, 2025
- Branch state
- CA
- Cities
- 1, most in Danville, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape