DFX Intelligence
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Team lift-out
2 advisors left M••••••••• A•••••••• L••• for S•••••• C•••••• P•••••• W••••• M••••••••• L••
independent RIAtostate registeredRIA to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Ross Gladstone | New York, Ny | Mar 11, 2019 | May 1, 2019 |
| John William Raho | New York, Ny | Mar 15, 2019 | May 1, 2019 |
The rule
- Registrations ended
- Mar 11, 2019 to Mar 15, 2019
- Registered next
- May 1, 2019
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 10 (people still on IAPD; an estimate)
- Share of that headcount
- 20%
- Succession by the destination
- none on the tape