DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Ross Gladstone
Feed of 09/14/2026
Also filed as Ross E Gladstone
At current firm
6 y
since Jun 28, 2020
In the industry
26 y
since Jan 7, 2000 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
5
current, as an IAR
Firms today
1
current registrations
Exams
S66, S63
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- A.G.P / Alliance Global Partners independent RIA currentsince Jun 28, 2020 · New York, Ny
- Spartan Capital Private Wealth Management LLC state registeredMay 1, 2019 to Jul 10, 2020 · New York, Ny
- Millennial Advisers, LLC. mixed wealthJul 3, 2018 to Mar 11, 2019 · Westport, Ct
- Spirit Of America Management Corp asset managerApr 2, 2018 to Jul 5, 2018 · E Westport, Ct
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOct 9, 2012 to Feb 13, 2014 · Fairfield, Ct
Moves
a registration end followed by a registration begin elsewhere
- Spartan Capital Private Wealth Management LLC to A.G.P / Alliance Global Partnersleft Jul 10, 2020, registered Jun 28, 2020 (-12 days) · Other · moved with a team
- Millennial Advisers, LLC. to Spartan Capital Private Wealth Management LLCleft Mar 11, 2019, registered May 1, 2019 (51 days) · RIA to a state-registered adviser · moved with a team
- Spirit Of America Management Corp to Millennial Advisers, LLC.left Jul 5, 2018, registered Jul 3, 2018 (-2 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Spirit Of America Management Corpleft Feb 13, 2014, registered Apr 2, 2018 (1509 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address