DFX Intelligence

RIA Intelligence

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Firm absorbed

6 advisors left C••••• C•••••• P•••••••• L•• for W••••• E••••••••• A••••••• S•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
David Alexander FoxDenver, CoDec 12, 2021Dec 1, 2021
Jeffrey L MillerDenver, CoDec 12, 2021Dec 1, 2021
Kristen Marie StocklandDenver, CoDec 12, 2021Dec 1, 2021
Martha Jeanne AwadDenver, CoDec 12, 2021Dec 1, 2021
Matthew A PapazianDenver, CoDec 12, 2021Dec 1, 2021
Sarah KeysDenver, CoDec 12, 2021Dec 1, 2021
The rule
Registrations ended
Dec 12, 2021
Registered next
Dec 1, 2021
Branch state
CO
Cities
1, most in Denver, Co
Registered there that day
6 (people still on IAPD; an estimate)
Share of that headcount
100%
Succession by the destination
none on the tape
Other teams out of C••••• C•••••• P•••••••• L••Other teams into W••••• E••••••••• A••••••• S•••••••• L••