DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Martha Jeanne Awad
Certified Financial Planner · Chartered Financial Analyst
Feed of 09/14/2026
At current firm
4 y
since Dec 1, 2021
In the industry
24 y
since Nov 13, 2001 (earliest exam, job or registration)
Prior registered firms
3
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Wealth Enhancement Advisory Services, LLC BD affiliated currentsince Dec 1, 2021 · Denver, Co
- Cardan Capital Partners, LLC formerNov 6, 2015 to Dec 12, 2021 · Denver, Co
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseApr 21, 2006 to Nov 10, 2015 · Denver, Co
- UBS Financial Services Inc. wirehouseOct 20, 2003 to Mar 17, 2006 · New York, Ny
Moves
a registration end followed by a registration begin elsewhere
- Cardan Capital Partners, LLC to Wealth Enhancement Advisory Services, LLCleft Dec 12, 2021, registered Dec 1, 2021 (-11 days) · RIA to affiliated broker-dealer or bank · moved with a team
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to Cardan Capital Partners, LLCleft Nov 10, 2015, registered Nov 6, 2015 (-4 days) · Other · moved with a team
- UBS Financial Services Inc. to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Mar 17, 2006, registered Apr 21, 2006 (35 days) · Wirehouse to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address