DFX Intelligence
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Firm absorbed
8 advisors left C•••••• C•••••• P•••••••• L•• for C••••••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Alexander Farnum Stimpson | Newport Beach, Ca | Mar 31, 2023 | Nov 16, 2022 |
| Austin Thomas Allen | Newport Beach, Ca | Mar 31, 2023 | Dec 13, 2023 |
| Christopher Alden Copps | Newport Beach, Ca | Mar 31, 2023 | Jan 3, 2025 |
| Darren Lee Henderson | Newport Beach, Ca | Mar 31, 2023 | Nov 14, 2022 |
| Gordon Hassenplug | Newport Beach, Ca | Mar 31, 2023 | Nov 14, 2022 |
| Gregory James Walters | Newport Beach, Ca | Mar 31, 2023 | Nov 14, 2022 |
| Michael Randall Phelps | Newport Beach, Ca | Mar 31, 2023 | Nov 14, 2022 |
| Robinder Singh Saggu | Newport Beach, Ca | Mar 31, 2023 | Nov 14, 2022 |
The rule
- Registrations ended
- Mar 31, 2023
- Registered next
- Nov 14, 2022 to Jan 3, 2025
- Branch state
- CA
- Cities
- 1, most in Newport Beach, Ca
- Registered there that day
- 8 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- a succession within a year (Oct 20, 2023), not necessarily this firm