DFX Intelligence
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Firm absorbed
3 advisors left B••••• M•••• D•••••••• for E• W••••• A•••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Jocelyn Rose Black | Santa Fe, Nm | Nov 13, 2025 | Sep 18, 2025 |
| Kathleen Jutta Connors | Albuquerque, Nm | Nov 13, 2025 | Sep 17, 2025 |
The rule
- Registrations ended
- Nov 13, 2025
- Registered next
- Sep 17, 2025 to Sep 18, 2025
- Branch state
- NM
- Cities
- 2, most in Santa Fe, Nm
- Registered there that day
- 5 (people still on IAPD; an estimate)
- Share of that headcount
- 60%
- Succession by the destination
- none on the tape