DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

J•••••• R••• B••••

E• W••••• A•••••••independent RIATorrance, Ca IA-onlyIAPD 5136556

Feed of 09/14/2026

Also filed as J•••••• B•••• Hodes

At current firm

1 y

since Sep 18, 2025

In the industry

14 y

since Mar 26, 2012 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S65, S63, S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

E• W••••• A••••••• independent RIA current
since Sep 18, 2025 · Phoenix, Az
B••••• M•••• D•••••••• former
Feb 5, 2024 to Nov 13, 2025 · Phoenix, Az
S••••••• F•••••••• G•••• independent RIA
May 21, 2021 to Dec 8, 2023 · Phoenix, Az
C••••••••• L•• unclassified
Dec 12, 2019 to Oct 4, 2021 · Phoenix, Az
N••••••••• I••••••••• A•••••••• L•• BD affiliated
Sep 13, 2016 to May 21, 2018 · Columbus, Oh
W•••• F•••• A••••••• wirehouse
Apr 2, 2012 to Feb 28, 2013 · Philadelphia, Pa

Moves

a registration end followed by a registration begin elsewhere

B••••• M•••• D•••••••• to E• W••••• A•••••••
left Nov 13, 2025, registered Sep 18, 2025 (-56 days) · RIA to RIA · moved with a team
S••••••• F•••••••• G•••• to B••••• M•••• D••••••••
left Dec 8, 2023, registered Feb 5, 2024 (59 days) · RIA to RIA
C••••••••• L•• to S••••••• F•••••••• G••••
left Oct 4, 2021, registered May 21, 2021 (-136 days) · Other
N••••••••• I••••••••• A•••••••• L•• to C••••••••• L••
left May 21, 2018, registered Dec 12, 2019 (570 days) · Other
W•••• F•••• A••••••• to N••••••••• I••••••••• A•••••••• L••
left Feb 28, 2013, registered Sep 13, 2016 (1293 days) · Other

Signals

J•••••• R••• B•••• left B••••• M•••• D•••••••• for E• W••••• A••••••• (registered 2025-09-18)
Nov 13, 2025 · Advisor changed firm · fact
J•••••• R••• B•••• left S••••••• F•••••••• G•••• for B••••• M•••• D•••••••• (registered 2024-02-05)
Dec 8, 2023 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Independent wealth managerderived
Years in industry: 14derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address