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Team lift-out

2 advisors left T•• W••••• C••••••••• G•••• for L•• F•••••••• L••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Beth Vivian WalkerLas Vegas, NvSep 3, 2019Jan 14, 2015
Kristine RodarteLas Vegas, NvSep 10, 2019Nov 27, 2015
The rule
Registrations ended
Sep 3, 2019 to Sep 10, 2019
Registered next
Jan 14, 2015 to Nov 27, 2015
Branch state
NV
Cities
1, most in Las Vegas, Nv
Registered there that day
69 (people still on IAPD; an estimate)
Share of that headcount
2.9%
Succession by the destination
none on the tape