DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Registered advisor
Kristine Rodarte
Feed of 09/14/2026
Also filed as Kristine Ann Guckian
At current firm
6 y
since Sep 4, 2020
In the industry
14 y
since Sep 30, 2011 (earliest exam, job or registration)
Prior registered firms
5
IAPD previous registrations
State registrations
2
current, as an IAR
Firms today
1
current registrations
Exams
S66
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- J.P. Morgan Securities LLC wirehouse currentsince Sep 4, 2020 · Palm Desert, Ca
- U.S. Bancorp Investments, Inc. formerSep 20, 2019 to Aug 14, 2020 · Palm Desert, Ca
- LPL Financial LLC BD affiliatedNov 27, 2015 to Feb 1, 2016 · Palm Desert, Ca
- The Wealth Consulting Group independent RIASep 16, 2015 to Sep 10, 2019 · Rancho Mirage, Ca
- Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseJul 8, 2014 to Aug 31, 2015 · Rancho Mirage, Ca
- Edward Jones national BDDec 6, 2011 to Jul 2, 2014 · Sedona, Az
Moves
a registration end followed by a registration begin elsewhere
- U.S. Bancorp Investments, Inc. to J.P. Morgan Securities LLCleft Aug 14, 2020, registered Sep 4, 2020 (21 days) · Affiliated broker-dealer or bank to wirehouse
- The Wealth Consulting Group to LPL Financial LLCleft Sep 10, 2019, registered Nov 27, 2015 (-1383 days) · Other · moved with a team
- LPL Financial LLC to U.S. Bancorp Investments, Inc.left Feb 1, 2016, registered Sep 20, 2019 (1327 days) · Other
- Merrill Lynch, Pierce, Fenner & Smith Incorporated to The Wealth Consulting Groupleft Aug 31, 2015, registered Sep 16, 2015 (16 days) · Other
- Edward Jones to Merrill Lynch, Pierce, Fenner & Smith Incorporatedleft Jul 2, 2014, registered Jul 8, 2014 (6 days) · Affiliated broker-dealer or bank to wirehouse
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Wirehousederived
- Years in industry
- 14derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address