DFX Intelligence
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Firm absorbed
8 advisors left M•••••• W••••• A••••••• for M••••••
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bret Harmon Hoag | State College, Pa | Oct 11, 2018 | Mar 15, 2018 |
| Clinton Shane Imes | State College, Pa | Oct 11, 2018 | Mar 8, 2018 |
| Jill Waine Sutt | State College, Pa | Oct 11, 2018 | Mar 12, 2018 |
| Rebecca Marie Haney | State College, Pa | Oct 11, 2018 | Mar 8, 2018 |
| Robert Roy Thomas | State College, Pa | Oct 11, 2018 | Mar 12, 2018 |
| Ronald Bruce Beyer | State College, Pa | Oct 11, 2018 | Mar 8, 2018 |
| Timothy George Brucker | State College, Pa | Oct 11, 2018 | Mar 8, 2018 |
| Timothy Robert Marshall | State College, Pa | Oct 11, 2018 | Mar 12, 2018 |
The ruleHow a team is typedA team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm.The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.
- Registrations ended
- Oct 11, 2018
- Registered next
- Mar 8, 2018 to Mar 15, 2018
- Branch state
- PA
- Cities
- 1, most in State College, Pa
- Registered there that day
- 11 (people still on IAPD; an estimate)
- Share of that headcount
- 73%
- Succession by the destination
- none on the tape