DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Feed of 09/14/2026
Also filed as Timothy Robert Marshall
At current firm
6 y
since Feb 10, 2020
In the industry
24 y
since Nov 29, 2001 (earliest exam, job or registration)
Prior registered firms
4
IAPD previous registrations
State registrations
1
current, as an IAR
Firms today
1
current registrations
Exams
S63, S65
IA exams only
Book size
not public
not estimated here
Signals
0
dated events on this person
Registration history
IAPD current and previous registrations
- Mariner Wealth no RAUM currentsince Feb 10, 2020 · State College, Pa
- Mariner BD affiliatedMar 12, 2018 to Feb 14, 2020 · State College, Pa
- Mariner Wealth Advisors formerAug 15, 2016 to Oct 11, 2018 · State College, Pa
- Global Wealth Consultants, LLC formerOct 17, 2012 to Jul 15, 2016 · Naples, Fl
- Avantax Advisory Services formerJan 10, 2005 to Sep 14, 2012 · State College, Pa
Moves
a registration end followed by a registration begin elsewhere
- Mariner to Mariner Wealthleft Feb 14, 2020, registered Feb 10, 2020 (-4 days) · Other · moved with a team
- Mariner Wealth Advisors to Marinerleft Oct 11, 2018, registered Mar 12, 2018 (-213 days) · Other · moved with a team
- Global Wealth Consultants, LLC to Mariner Wealth Advisorsleft Jul 15, 2016, registered Aug 15, 2016 (31 days) · Other
- Avantax Advisory Services to Global Wealth Consultants, LLCleft Sep 14, 2012, registered Oct 17, 2012 (33 days) · Other
Signals
No dated event on this person.
Transition signals
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
Provenance
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- No RAUM reportedderived
- Years in industry
- 24derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address