DFX Intelligence
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Firm absorbed
3 advisors left E••• F•••••••• S••••••• L•• for L•• F•••••••• S•••••••• L••
state registeredtostate registeredOtherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Edward Joseph Lieber | Anaheim, Ca | Jul 25, 2019 | Mar 21, 2019 |
| Maria Troya Arriola | Anaheim, Ca | Jul 25, 2019 | Jan 5, 2026 |
| Ronald David Stumpf | Anaheim, Ca | Jul 25, 2019 | Oct 1, 2020 |
The rule
- Registrations ended
- Jul 25, 2019
- Registered next
- Mar 21, 2019 to Jan 5, 2026
- Branch state
- CA
- Cities
- 1, most in Anaheim, Ca
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.