DFX Intelligence
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Firm absorbed
4 advisors left J••• B•••• W••••• A•••••••• L•• for J••• B•••• W••••• A•••••••
independent RIAtono RAUMRIA to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel Dryden Joss | Williamsburg, Va | Mar 31, 2023 | Mar 15, 2023 |
| Katherine Lynette Brown | Newport News, Va | Mar 31, 2023 | Jan 26, 2023 |
| Michelle Ann-Marie Robinson | Williamsburg, Va | Mar 31, 2023 | Mar 19, 2023 |
| Phillip Ferguson Saunders | Newport News, Va | Mar 31, 2023 | Mar 19, 2023 |
The rule
- Registrations ended
- Mar 31, 2023
- Registered next
- Jan 26, 2023 to Mar 19, 2023
- Branch state
- VA
- Cities
- 2, most in Newport News, Va
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.