DFX Intelligence
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Channel change (one enterprise)
2 advisors moved from F•••• M•••••••• C• to F•••• M•••••••• C•• L••
Not a lift-out: the two CRDs file under the same business name, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
BD affiliatedtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Emma Keidy Mcgraw | New York, Ny | Mar 10, 2023 | Feb 16, 2023 |
| Steven Trustey | New York, Ny | Mar 10, 2023 | Feb 16, 2023 |
The rule
- Registrations ended
- Mar 10, 2023
- Registered next
- Feb 16, 2023
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- One enterprise because
- the two CRDs file under the same business name
- Succession by the destination
- none on the tape