DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Registered advisor

S••••• T••••••

H••• S••••••••• •••• I•••BD affiliatedNew York, Ny dual registrantIAPD 4974530

Feed of 09/15/2026

Also filed as Steven J. Trustey

At current firm

1 y

since Mar 24, 2025

In the industry

20 y

since Nov 10, 2005 (earliest exam, job or registration)

Prior registered firms

IAPD previous registrations

State registrations

current, as an IAR

Firms today

current registrations

Exams

S66

IA exams only

Book size

not public

not estimated here

Signals

dated events on this person

Registration history

IAPD current and previous registrations

H••• S••••••••• •••• I••• BD affiliated current
since Mar 24, 2025 · Miami, Fl
N•• E••• W••••• BD affiliated
Feb 15, 2024 to Mar 5, 2025 · Stamford, Ct
F•••• M•••••••• C•• L•• BD affiliated
Feb 16, 2023 to Feb 27, 2024 · New York, Ny
F•••• M•••••••• C• former
Sep 2, 2022 to Mar 10, 2023 · New York, Ny
N•••••••• B••••• B• L•• no RAUM
Dec 24, 2020 to Aug 22, 2022 · New York, Ny
H••• S••••••••• •••• I••• BD affiliated
Nov 6, 2006 to Jun 5, 2020 · New York, Ny

Moves

a registration end followed by a registration begin elsewhere

N•• E••• W••••• to H••• S••••••••• •••• I•••
left Mar 5, 2025, registered Mar 24, 2025 (19 days) · Affiliated broker-dealer or bank to another
F•••• M•••••••• C•• L•• to N•• E••• W•••••
left Feb 27, 2024, registered Feb 15, 2024 (-12 days) · Affiliated broker-dealer or bank to another
F•••• M•••••••• C• to F•••• M•••••••• C•• L••
left Mar 10, 2023, registered Feb 16, 2023 (-22 days) · channel change inside one enterprise, not a move · moved with a team
N•••••••• B••••• B• L•• to F•••• M•••••••• C•
left Aug 22, 2022, registered Sep 2, 2022 (11 days) · Other
H••• S••••••••• •••• I••• to N•••••••• B••••• B• L••
left Jun 5, 2020, registered Dec 24, 2020 (202 days) · Other

Signals

S••••• T•••••• left N•• E••• W••••• for H••• S••••••••• •••• I••• (registered 2025-03-24)
Mar 5, 2025 · Advisor changed firm · fact
S••••• T•••••• left F•••• M•••••••• C•• L•• for N•• E••• W••••• (registered 2024-02-15)
Feb 27, 2024 · Advisor changed firm · fact
S••••• T•••••• left N•••••••• B••••• B• L•• for F•••• M•••••••• C• (registered 2022-09-02)
Aug 22, 2022 · Advisor changed firm · fact

Transition signals

Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.

Provenance

Source: IAPD individual compilation feedreportedadviserinfo.sec.gov
Firm class: Broker-dealer affiliated wealth managerderived
Years in industry: 20derivedfrom the earliest dated exam, employment or registration
Not published: disclosure flags, outside business text, branch street address