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Team lift-out

3 advisors left M••••••••• S••••••••• I••• for L•••• F••• A••••••• S•••••••

independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Brian Joseph EarlyGreat Neck, NyOct 31, 2022Oct 14, 2022
James D LeeGreat Neck, NyOct 31, 2022Oct 14, 2022
Louis Paul OrgeraGreat Neck, NyOct 31, 2022Oct 14, 2022
The rule
Registrations ended
Oct 31, 2022
Registered next
Oct 14, 2022
Branch state
NY
Cities
1, most in Great Neck, Ny
Registered there that day
18 (people still on IAPD; an estimate)
Share of that headcount
17%
Succession by the destination
none on the tape