DFX Intelligence
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Team lift-out
3 advisors left W•••• F•••• A••••••• for F••••••• P••••••• A•• W•••••••• A•••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Hugo Alberto Sanchez | Encino, Ca | Jan 13, 2022 | Mar 9, 2022 |
| Ernest Lau | San Jose, Ca | Jan 19, 2022 | Mar 29, 2022 |
The rule
- Registrations ended
- Jan 13, 2022 to Jan 19, 2022
- Registered next
- Mar 9, 2022 to Mar 29, 2022
- Branch state
- CA
- Cities
- 3, most in Encino, Ca
- Registered there that day
- 14,136 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape