DFX Intelligence
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Team lift-out
3 advisors left W•••• F•••• A••••••• for F••••••• P••••••• A•• W•••••••• A•••••••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Tri Cao Nguyen | San Jose, Ca | Sep 5, 2023 | Sep 14, 2023 |
| Daniella Nicole Lacroix | San Francisco, Ca | Sep 15, 2023 | Dec 5, 2023 |
| Kunal Sharma | Pasadena, Ca | Sep 25, 2023 | Feb 6, 2024 |
The rule
- Registrations ended
- Sep 5, 2023 to Sep 25, 2023
- Registered next
- Sep 14, 2023 to Feb 6, 2024
- Branch state
- CA
- Cities
- 3, most in San Jose, Ca
- Registered there that day
- 13,676 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape