DFX Intelligence

RIA Intelligence

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Team lift-out

3 advisors left W•••• F•••• A••••••• for R•• C•••••• M••••••• L••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Gary Gene CattichSan Francisco, CaJun 22, 2021Jun 17, 2021
Max Livingston LewinSan Francisco, CaJun 22, 2021Jun 17, 2021
Roy Albert MendozaSan Francisco, CaJun 22, 2021Jun 18, 2021
The rule
Registrations ended
Jun 22, 2021
Registered next
Jun 17, 2021 to Jun 18, 2021
Branch state
CA
Cities
1, most in San Francisco, Ca
Registered there that day
14,108 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of W•••• F•••• A•••••••Other teams into R•• C•••••• M••••••• L••