DFX Intelligence

RIA Intelligence

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Team lift-out

4 advisors left W•••• F•••• A••••••• for R•• C•••••• M••••••• L••

wirehousetonational BDWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
AdvisorBranchLeftRegistered
Alfred Llewellyn HobgoodRaleigh, NcNov 3, 2017Nov 2, 2017
Andrew Harrison PeatrossRaleigh, NcNov 3, 2017Nov 2, 2017
Nancy Lewis WinborneRaleigh, NcNov 3, 2017Nov 6, 2017
Joseph Andrew FriendRaleigh, NcNov 9, 2017Nov 8, 2017
The rule
Registrations ended
Nov 3, 2017 to Nov 9, 2017
Registered next
Nov 2, 2017 to Nov 8, 2017
Branch state
NC
Cities
1, most in Raleigh, Nc
Registered there that day
14,128 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of W•••• F•••• A•••••••Other teams into R•• C•••••• M••••••• L••