DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
2 advisors left W•••• F•••• A••••••• for C•••••••• G••••• M•••••• I•••
wirehousetoBD affiliatedWirehouse to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Timothy Kwong | Walnut Creek, Ca | May 9, 2022 | May 6, 2022 |
| Dongyue Lyu | South Pasadena, Ca | May 12, 2022 | Jun 9, 2022 |
The rule
- Registrations ended
- May 9, 2022 to May 12, 2022
- Registered next
- May 6, 2022 to Jun 9, 2022
- Branch state
- CA
- Cities
- 2, most in Walnut Creek, Ca
- Registered there that day
- 14,078 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape