DFX Intelligence

RIA Intelligence

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Team lift-out

3 advisors left W•••• F•••• A••••••• for R••••• W• B•••• • C•• I•••••••••

wirehousetomixed wealthWirehouse to independent RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
John Lee ArnoldDenver, CoMar 22, 2022Mar 18, 2022
Lisa Ann PetersonDenver, CoMar 22, 2022Mar 18, 2022
Jessica J TaiDenver, CoMar 23, 2022Mar 18, 2022
The rule
Registrations ended
Mar 22, 2022 to Mar 23, 2022
Registered next
Mar 18, 2022
Branch state
CO
Cities
1, most in Denver, Co
Registered there that day
14,126 (people still on IAPD; an estimate)
Share of that headcount
0.0%
Succession by the destination
none on the tape
Other teams out of W•••• F•••• A•••••••Other teams into R••••• W• B•••• • C•• I•••••••••