DFX Intelligence
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Team lift-out
2 advisors left D••• D••••••• • C•• for R•• C•••••• M••••••• L••
independent RIAtonational BDRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kelvin Joel Herbruger | Seattle, Wa | Jul 19, 2022 | Aug 1, 2022 |
| David Lee Paxton | Everett, Wa | Aug 2, 2022 | Aug 4, 2022 |
The rule
- Registrations ended
- Jul 19, 2022 to Aug 2, 2022
- Registered next
- Aug 1, 2022 to Aug 4, 2022
- Branch state
- WA
- Cities
- 2, most in Seattle, Wa
- Registered there that day
- 525 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- none on the tape