DFX Intelligence
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Team lift-out
2 advisors left A••••• A•• P••••••• S••••••• for O•• C•••••• M••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Joel Richard Hahn | Littleton, Co | Sep 10, 2025 | Sep 15, 2025 |
| Derek Michael Schwartz | Glendale, Co | Sep 17, 2025 | Sep 3, 2025 |
The rule
- Registrations ended
- Sep 10, 2025 to Sep 17, 2025
- Registered next
- Sep 3, 2025 to Sep 15, 2025
- Branch state
- CO
- Cities
- 2, most in Littleton, Co
- Registered there that day
- 1,467 (people still on IAPD; an estimate)
- Share of that headcount
- 0.1%
- Succession by the destination
- none on the tape