DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
One Capital Management, LLC
Latest filing Aug 16, 2026
First filing on the tape Dec 19, 2011 · 54 filings
SEC status approved since Nov 5, 2001
RAUM
$8.5B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
63%
$5.3B individuals and HNW
Advisors
64
registered through the firm on IAPD
RAUM per advisor
$133M
derived; firm RAUM over IAPD count
Employees
103
55 advisory (5.B.1)
Offices
12
beyond the principal office
Private funds
0
reported on Schedule D
History
54 filings and snapshots on the tape
RAUM$8.5B as of Aug 16, 2026
Mar 28, 2012$410M then
HNW client RAUM$4.5B as of Aug 16, 2026
Feb 1, 2018$625M then
State-registered IARs (5.B.3)68 as of Aug 16, 2026
Mar 27, 20138 then
Employees (5.A)103 as of Aug 16, 2026
Mar 27, 201311 then
Private funds: no history
RAUM +22% over the last fiscal year+20% a year over threeIARs 46 to 68offices 8 to 12
Practice profile
derived from the filing of Aug 16, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- RAUM per advisor
- $133MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 54derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $3.9MderivedHNW RAUM over HNW clients
- Average account
- $777,278derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 1.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.6derivedItem 5.A over advisors
- Advisors per office
- 4.9derived13 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +48%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +3.0%derived
- Compensation
- percentage of assets, hourly, fixed fees, subscriptionreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, portfolio management for pooled vehicles, portfolio management for investment companies, pension consulting, publications, otherreportedItem 5.G
- Custody
- $172M, 80 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- is an insurance broker or agent (6.A.6)
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- a related person has custody of client cash (9.B.1.a)
- marketing includes hypothetical performance (5.L.3)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$4.5B53%
- Other investment advisers$2.8B32%
- Individuals$807M9.5%
- Investment companies$216M2.5%
- Corporations and businesses$125M1.5%
- Pension and profit-sharing plans$66.7M0.8%
- Charitable organizations$19.4M0.2%
- Individual clients
- 2,300reported
- HNW clients
- 1,168reported
- Pension plan clients
- 35reported
- Charitable clients
- 5reported
- Accounts
- 10,969reported
- Financial planning clients
- 0reported
- Wrap fee programs
- noreported
- Custody of client assets
- $172M for 80 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.63 fund_share=0.35 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
64 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Steven Robert Cowley | Westlake Village, Ca | Jan 21, 2004 | 30 y | 3 |
| Patrick Joseph Bowen | Westlake Village, Ca | Jan 21, 2004 | 31 y | 4 |
| Laura Kathleen ZimmermanChartered Financial Analyst | Westlake Village, Ca | Oct 18, 2010 | 32 y | 1 |
| Brad Martin Barrett | Westlake Village, Ca | Dec 20, 2011 | 17 y | 1 |
| Wayne Edward Baxter | Westlake Village, Ca | Sep 24, 2012 | 24 y | 0 |
| Lance Ward Messervy | Westlake Village, Ca | Feb 25, 2014 | 12 y | 0 |
| Dan Stridsberg | Westlake Village, Ca | Jan 21, 2015 | 23 y | 1 |
| Nicholas Hugh Mcdonald | Westlake Village, Ca | Sep 22, 2015 | 15 y | 0 |
| Kevin Dennis Boden | Westlake Village, Ca | Nov 15, 2016 | 44 y | 2 |
| Benjamin Russell GarvinChartered Financial Analyst | Westlake Village, Ca | Mar 29, 2017 | 50 y | 1 |
| Eric John HamelCertified Financial Planner | Westlake Village, Ca | Jan 14, 2020 | 21 y | 4 |
| Ryan Andrew Howard | Westlake Village, Ca | Aug 1, 2020 | 10 y | 0 |
| Kevin Garrett Johnson | Thousand Oaks, Ca | Oct 28, 2020 | 12 y | 1 |
| Cranston Richard GesellCertified Financial Planner | Westlake Village, Ca | Oct 30, 2020 | 39 y | 1 |
| Jason Nahoul | Westlake Village, Ca | Mar 19, 2021 | 16 y | 2 |
| Sheila Tuttle Cimini | Newport Beach, Ca | Mar 19, 2021 | 18 y | 1 |
| Chad Michael Kessler | Westlake Village, Ca | Mar 22, 2021 | 21 y | 3 |
| Samantha Bakke | Westlake Village, Ca | Apr 8, 2021 | 16 y | 3 |
| Andrew William Whitehouse | Westlake Village, Ca | Oct 7, 2021 | 11 y | 0 |
| John Douglas Clagett | Westlake Village, Ca | Oct 13, 2021 | 32 y | 2 |
| Sean Mckeon | Westlake Village, Ca | May 2, 2022 | 36 y | 1 |
| Daniel Victor Cozano | Westlake Village, Ca | May 2, 2022 | 20 y | 1 |
| Mark Herbert Miller | Westlake Village, Ca | May 11, 2022 | 16 y | 2 |
| Carl Edward Mueller | Westlake Village, Ca | Dec 7, 2022 | 38 y | 2 |
| Kristine J Clagett | Fort Collins, Co | Dec 7, 2022 | 16 y | 0 |
| Kantrell Moore | Baton Rouge, La | Dec 8, 2022 | 12 y | 0 |
| Tobie A Rodriguez | Westlake Village, Ca | Jan 3, 2023 | 21 y | 2 |
| Corey Douglas French | San Francisco, Ca | Aug 28, 2023 | 10 y | 0 |
| Craig Valdes | San Francisco, Ca | Mar 25, 2024 | 33 y | 2 |
| Sheri Ann Takako Chang YamaguchiCertified Financial Planner | Westlake Village, Ca | Mar 26, 2024 | 24 y | 2 |
| Xinyu Huang | Westlake Village, Ca | Jul 15, 2024 | 10 y | 0 |
| John Paul MabiniCertified Financial Planner | Westlake Village, Ca | Nov 8, 2024 | 21 y | 4 |
| Jeremy White | Westlake Village, Ca | Jan 24, 2025 | 12 y | 0 |
| Sean P Righter | Westlake Village, Ca | Feb 14, 2025 | 19 y | 2 |
| Niklas Axelsen | Westlake Village, Ca | Feb 26, 2025 | 21 y | 0 |
| Jason Edward ThomasCertified Financial Planner | Westlake Village, Ca | Apr 11, 2025 | 19 y | 7 |
| Bryce Fehmel | Westlake Village, Ca | May 20, 2025 | 10 y | 0 |
| Eric Edward SwansonCertified Financial Planner | Westlake Village, Ca | Jun 5, 2025 | 38 y | 10 |
| Aiden Clark | Westlake Village, Ca | Jul 22, 2025 | 11 y | 0 |
| Riley David Lopez | Westlake Village, Ca | Jul 23, 2025 | 13 y | 0 |
Advisor movement
5 left, 11 joined in 12 months
net +6 in 12 months2 left in 90 days0 joined in 90 daysdeparture rate 7.8% of current headcount12 left over 36 months
Left, latest
- Vincent Arthur Nuno to Fisher InvestmentsJul 30, 2026 · RIA to RIA
- Nicholas Costas to Ep Wealth AdvisorsJul 20, 2026 · RIA to RIA
- Mark Daniel Dickamore to Cetera Investment Advisers LLCJun 2, 2026 · RIA to affiliated broker-dealer or bank
- Zachary Bullard to MarinerDec 9, 2025 · RIA to affiliated broker-dealer or bank
- Drew C Dieffenbach to Morgan StanleyOct 28, 2025 · RIA to wirehouse
- Matthew James Kitzman to Greenup Street Wealth Management LLCSep 4, 2025 · RIA to RIA
- Rohan Ramesh Nayak to Basso Capital Management, L.P.Jun 16, 2025 · RIA to RIA
- Mark Dea to Basso Capital Management, L.P.Jun 10, 2025 · RIA to RIA
- Janet Marie Brown to Basso Capital Management, L.P.Feb 11, 2025 · RIA to RIA
- Gary Keith Dorfman to Strive Asset ManagementNov 5, 2024 · Other
- Randol Wilson Curtis to Thryve Wealth ManagementOct 2, 2024 · RIA to RIA
- Martin Richard Devault to LPL Financial LLCJul 15, 2024 · RIA to affiliated broker-dealer or bank
- Brooks Allen to Planmember Securities CorporationJul 17, 2023 · RIA to RIA
- Josh Alan Pollard to Fern Financial Group, LLCSep 12, 2022 · RIA to a state-registered adviser
- Guillermo Gutierrez to Fsc Securities CorporationMar 1, 2022 · RIA to affiliated broker-dealer or bank
Joined, latest
- Daniel Kang from Advice And Planning ServicesApr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Antonio Rhee from Advice And Planning ServicesApr 22, 2026 · Affiliated broker-dealer or bank to independent RIA
- Brady Edward Nance from Advice And Planning ServicesMar 17, 2026 · Affiliated broker-dealer or bank to independent RIA
- Jared Daniel Osborne from Advice And Planning ServicesMar 16, 2026 · Affiliated broker-dealer or bank to independent RIA
- Michael John Chisick from Advice And Planning ServicesFeb 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Mark Jeffrey Binder from Advice And Planning ServicesFeb 9, 2026 · Affiliated broker-dealer or bank to independent RIA
- Ross Trevor Lloyd from Advice And Planning ServicesFeb 5, 2026 · Affiliated broker-dealer or bank to independent RIA
- Donald Hugh Mcdonald from Cascade Financial Management, Inc.Jan 1, 2026 · Other
- Mark Daniel Dickamore from Advice And Planning ServicesNov 17, 2025 · Affiliated broker-dealer or bank to independent RIA
- Liam O'Hara from Morton WealthNov 16, 2025 · RIA to RIA
- Audra Lynn Masche from Advice And Planning ServicesSep 19, 2025 · Affiliated broker-dealer or bank to independent RIA
- Joel Richard Hahn from Advice And Planning ServicesSep 15, 2025 · Affiliated broker-dealer or bank to independent RIA
- Sarah E Slusher from Advice And Planning ServicesSep 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- Derek Michael Schwartz from Advice And Planning ServicesSep 3, 2025 · Affiliated broker-dealer or bank to independent RIA
- Nicholas Wesley Gardner from Advice And Planning ServicesSep 3, 2025 · Affiliated broker-dealer or bank to independent RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for Basso Capital Management, L.P.Jun 10, 2025 · Westlake Village, Ca
- 2 joined from Advice And Planning ServicesMar 11, 2026 · Austin, Tx
- 5 joined from Advice And Planning ServicesDec 23, 2025 · Roswell, Ga
- 2 joined from Advice And Planning ServicesSep 10, 2025 · Littleton, Co
- 3 joined from Advice And Planning ServicesAug 4, 2025 · Sherman Oaks, Ca
- 2 joined from Advice And Planning ServicesAug 4, 2025 · Denver, Co
- 2 joined from Professional PlanningSep 9, 2022 · Thousand Oaks, Ca
- 5 joined from Fundx Investment Group, LLCMay 3, 2022 · San Francisco, Ca · Firm absorbed
- 2 joined from Advice And Planning ServicesMar 24, 2021 · San Francisco, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Joseph Patrick Bowen · Presidentcontrolsince 01/2004 · owns less than 5%
- Robert Steven Cowley · Chief Investment Officercontrolsince 01/2004 · owns less than 5%
- Hugh Donald Mcdonald · Managing Directorcontrolsince 08/2001 · owns less than 5%
- Dan Stridsberg · Managing Directorcontrolsince 09/2003 · owns less than 5%
- Matthew Curtis Wheeler · Chief Compliance Officersince 01/2025 · owns less than 5%
Entity owners
- Ocm Capital Holdings, LLC · Ownerdirect · owns 75% or more
- Ocm Capital Partners, LLC · Ownerdirect · owns 75% or more
- Ci US Holdings, Inc. · Ownerindirect · owns 50% to 75% of Ocm Capital Partners, LLC
- Ocm Holdings, Lllp · Ownerindirect · owns 25% to 50% of Ocm Capital Partners, LLC
Related persons
Schedule D 7.A
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Westlake Village, Ca · principal | 64 | 15 | 4 | ||
| Alpharetta, Ga | 5 | 5 | 0 | ||
| San Francisco, Ca | 5 | 0 | 0 | ||
| Denver, Co | 4 | 0 | 0 | ||
| Newport Beach, Ca | 4 | 0 | 0 | ||
| Walnut Creek, Ca | 3 | 0 | 0 | ||
| Scottsdale, Az | 2 | 1 | 0 | ||
| Fort Collins, Co | 2 | 0 | 0 | ||
| San Diego, Ca | 2 | 1 | 0 | ||
| Thousand Oaks, Ca | 2 | 0 | 0 | ||
| West Des Moines, Ia | 0 | 0 | 0 | ||
| Salt Lake City, Ut | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- San Francisco, CA5 employees
- Newport Beach, CA3 employees
- Fort Collins, CO2 employees
- Chico, CA1 employees
- Hiawatha, KS1 employees
- Santa Barbara, CA1 employees
ADV anomalies
1 against comparable advisers; where to look, not conclusions
- new owner headcount expandsCombination · filing Mar 26, 2026OCM CAPITAL HOLDINGS, LLC joined Schedule A on the filing of 2026-08-16; advisors 46.0 to 68.0 between the annual amendments of 2025-04-22 and 2026-03-26peers: independent wealth managers, $5B to $20B (289)
What changed
consecutive filings, newest first
- Other offices · 11 to 12Mar 26, 2026 to Jun 14, 2026
- Accounts · 8,302 to 10,969Nov 14, 2025 to Mar 26, 2026
- Advisory employees · 46 to 55Nov 14, 2025 to Mar 26, 2026
- Charity clients · 6 to 5Nov 14, 2025 to Mar 26, 2026
- Corporate clients · 9 to 13Nov 14, 2025 to Mar 26, 2026
- HNW clients · 1,256 to 1,168Nov 14, 2025 to Mar 26, 2026
- Individual clients · 2,110 to 2,300Nov 14, 2025 to Mar 26, 2026
- Pension plan clients · 41 to 35Nov 14, 2025 to Mar 26, 2026
- Assets in custody · $126M to $172MNov 14, 2025 to Mar 26, 2026
- Employees · 80 to 103Nov 14, 2025 to Mar 26, 2026
- State-registered IARs · 46 to 68Nov 14, 2025 to Mar 26, 2026
- Other offices · 8 to 11Nov 14, 2025 to Mar 26, 2026
- Discretionary RAUM · $7.0B to $8.5BNov 14, 2025 to Mar 26, 2026
- HNW RAUM · $4.0B to $4.5BNov 14, 2025 to Mar 26, 2026
- Individual RAUM · $514M to $807MNov 14, 2025 to Mar 26, 2026
- Pension RAUM · $75.7M to $66.7MNov 14, 2025 to Mar 26, 2026
- RAUM · $7.0B to $8.5BNov 14, 2025 to Mar 26, 2026
- Financial planning clients · 0 to 0May 14, 2025 to Nov 14, 2025
- Accounts · 7,115 to 8,302Dec 11, 2024 to Apr 22, 2025
- Advisory employees · 41 to 46Dec 11, 2024 to Apr 22, 2025
- Charity clients · 4 to 6Dec 11, 2024 to Apr 22, 2025
- Corporate clients · 3 to 9Dec 11, 2024 to Apr 22, 2025
- HNW clients · 1,146 to 1,256Dec 11, 2024 to Apr 22, 2025
- Individual clients · 1,809 to 2,110Dec 11, 2024 to Apr 22, 2025
- Pension plan clients · 15 to 41Dec 11, 2024 to Apr 22, 2025
- Assets in custody · $91.2M to $126MDec 11, 2024 to Apr 22, 2025
- Employees · 60 to 80Dec 11, 2024 to Apr 22, 2025
- State-registered IARs · 42 to 46Dec 11, 2024 to Apr 22, 2025
- Other offices · 6 to 8Dec 11, 2024 to Apr 22, 2025
- Discretionary RAUM · $6.1B to $7.0BDec 11, 2024 to Apr 22, 2025
- HNW RAUM · $3.3B to $4.0BDec 11, 2024 to Apr 22, 2025
- Individual RAUM · $912M to $514MDec 11, 2024 to Apr 22, 2025
- Pension RAUM · $14.0M to $75.7MDec 11, 2024 to Apr 22, 2025
- RAUM · $6.1B to $7.0BDec 11, 2024 to Apr 22, 2025
- Accounts · 7,533 to 7,115Apr 4, 2024 to Dec 11, 2024
- Discretionary RAUM · $6.0B to $6.1BApr 4, 2024 to Dec 11, 2024
- HNW RAUM · $3.4B to $3.3BApr 4, 2024 to Dec 11, 2024
- Individual RAUM · $920M to $912MApr 4, 2024 to Dec 11, 2024
- Non-discretionary RAUM · $164M to $0Apr 4, 2024 to Dec 11, 2024
- RAUM · $6.2B to $6.1BApr 4, 2024 to Dec 11, 2024
Signals
31 dated events
- Vincent Arthur Nuno left One Capital Management, Llc for Fisher Investments (registered 2026-08-19)Jul 30, 2026 · Advisor changed firm · fact
- Nicholas Costas left One Capital Management, Llc for Ep Wealth Advisors (registered 2026-07-14)Jul 20, 2026 · Advisor changed firm · fact
- Mark Daniel Dickamore left One Capital Management, Llc for Cetera Investment Advisers Llc (registered 2026-06-15)Jun 2, 2026 · Advisor changed firm · fact
- One Capital Management, Llc reported 68 state-registered advisory representatives, up from 46 (2025-11-14 to 2026-03-26)Mar 26, 2026 · Advisor headcount change · derived
- 2 advisors left Advice And Planning Services (Austin, TX) for One Capital Management, LLC within 12 daysMar 11, 2026 · Team lift-out · derived
- 5 advisors left Advice And Planning Services (Roswell, GA) for One Capital Management, LLC within 10 daysDec 23, 2025 · Team lift-out · derived
- Zachary Bullard left One Capital Management, Llc for Mariner (registered 2026-06-29)Dec 9, 2025 · Advisor changed firm · fact
- Drew C Dieffenbach left One Capital Management, Llc for Morgan Stanley (registered 2025-12-09)Oct 28, 2025 · Advisor changed firm · fact
- 2 advisors left Advice And Planning Services (Littleton, CO) for One Capital Management, LLC within 7 daysSep 10, 2025 · Team lift-out · derived
- Matthew James Kitzman left One Capital Management, Llc for Greenup Street Wealth Management Llc (registered 2025-09-09)Sep 4, 2025 · Advisor changed firm · fact
- 2 advisors left Advice And Planning Services (Glendale, CO) for One Capital Management, LLC on the same dayAug 4, 2025 · Team lift-out · derived
- 3 advisors left Advice And Planning Services (Sherman Oaks, CA) for One Capital Management, LLC within 4 daysAug 4, 2025 · Team lift-out · derived
- Rohan Ramesh Nayak left One Capital Management, Llc for Basso Capital Management, L.P. (registered 2025-06-26)Jun 16, 2025 · Advisor changed firm · fact
- Mark Dea left One Capital Management, Llc for Basso Capital Management, L.P. (registered 2025-06-26)Jun 10, 2025 · Advisor changed firm · fact
- 2 advisors left One Capital Management, LLC (San Francisco, CA) for Basso Capital Management, L.P. within 6 daysJun 10, 2025 · Team lift-out · derived
- Janet Marie Brown left One Capital Management, Llc for Basso Capital Management, L.P. (registered 2026-01-01)Feb 11, 2025 · Advisor changed firm · fact
- Gary Keith Dorfman left One Capital Management, Llc for Strive Asset Management (registered 2024-12-13)Nov 5, 2024 · Advisor changed firm · fact
- Randol Wilson Curtis left One Capital Management, Llc for Thryve Wealth Management (registered 2025-10-16)Oct 2, 2024 · Advisor changed firm · fact
- Martin Richard Devault left One Capital Management, Llc for Lpl Financial Llc (registered 2026-05-04)Jul 15, 2024 · Advisor changed firm · fact
- One Capital Management, Llc reported RAUM $6.2B, up 26% from $4.9B (2023-04-17 to 2024-03-30)Mar 30, 2024 · RAUM change · derived
- Brooks Allen left One Capital Management, Llc for Planmember Securities Corporation (registered 2024-05-13)Jul 17, 2023 · Advisor changed firm · fact
- One Capital Management, Llc reported 46 state-registered advisory representatives, up from 36 (2022-12-08 to 2023-03-27)Mar 27, 2023 · Advisor headcount change · derived
- Josh Alan Pollard left One Capital Management, Llc for Fern Financial Group, Llc (registered 2022-09-16)Sep 12, 2022 · Advisor changed firm · fact
- 2 advisors left Professional Planning (Thousand Oaks, CA) for One Capital Management, LLC on the same daySep 9, 2022 · Team lift-out · derived
- Fundx Investment Group, LLC's advisors moved to One Capital Management, LLC (San Francisco, CA): 5 of 5 registered, a day apartMay 3, 2022 · Firm absorbed (people side) · derived
- One Capital Management, Llc reported RAUM $4.5B, up 95% from $2.3B (2021-11-05 to 2022-03-14)Mar 14, 2022 · RAUM change · derived
- Guillermo Gutierrez left One Capital Management, Llc for Fsc Securities Corporation (registered 2022-03-23)Mar 1, 2022 · Advisor changed firm · fact
- Michael Robert Galanowsky left One Capital Management, Llc for Manhattan West Asset Management, Llc (registered 2022-03-02)Jan 28, 2022 · Advisor changed firm · fact
- One Capital Management, Llc reported RAUM $2.3B, up 39% from $1.6B (2020-12-10 to 2021-03-22)Mar 22, 2021 · RAUM change · derived
- One Capital Management, Llc reported RAUM $1.4B, up 32% from $1.0B (2017-09-29 to 2018-01-16)Jan 16, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- rmcdonald@ocmfunding.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business email
- loshea@ocmfunding.comreportedpublished by the firm, firm site, Sep 17, 2026
- Business phone
- 805-601-6918reportedpublished by the firm, firm site, Sep 17, 2026
- Firm profile
- linkedin.com/company/fundx-investment-groupreportedpublic record, Form ADV, Sep 17, 2026
- Firm profile
- linkedin.com/company/one-capital-management-llcreportedpublic record, Form ADV, Sep 17, 2026
- Website
- ocmfunding.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 805.409.8150reportedpublic record, Form ADV, Aug 16, 2026
- Contact form
- ocmfunding.com/contact-usreportedpublished by the firm, firm site, Sep 17, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $133Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026