DFX Intelligence
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Team lift-out
2 advisors left A••••• A•• P••••••• S••••••• for W••••••••• P•••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Hui Yao Kelly Lin | New York, Ny | Mar 2, 2022 | Mar 31, 2022 |
| Kevin Marshall Brooks | New York, Ny | Mar 2, 2022 | Mar 31, 2022 |
The rule
- Registrations ended
- Mar 2, 2022
- Registered next
- Mar 31, 2022
- Branch state
- NY
- Cities
- 1, most in New York, Ny
- Registered there that day
- 1,079 (people still on IAPD; an estimate)
- Share of that headcount
- 0.2%
- Succession by the destination
- none on the tape