DFX Intelligence
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Team lift-out
2 advisors left C•• W••••• M••••••••• L•• for S•••••••• F••••••••• I•••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Kevin Rooplall | Brea, Ca | Nov 8, 2021 | Sep 8, 2021 |
| Kevin Scott Etter | Brea, Ca | Nov 8, 2021 | Nov 10, 2021 |
The rule
- Registrations ended
- Nov 8, 2021
- Registered next
- Sep 8, 2021 to Nov 10, 2021
- Branch state
- CA
- Cities
- 1, most in Brea, Ca
- Registered there that day
- 2 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape