DFX Intelligence
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Team lift-out
3 advisors left S•••••••• A•••••••• L•• for F•••• C••••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|
The rule
- Registrations ended
- Oct 2, 2023
- Registered next
- Aug 18, 2023 to Aug 28, 2023
- Branch state
- ND
- Cities
- 1, most in Fargo, Nd
- Registered there that day
- 273 (people still on IAPD; an estimate)
- Share of that headcount
- 1.1%
- Succession by the destination
- none on the tape