RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Teams that left Sanctuary Advisors, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Sanctuary Advisors, LLC BD affiliated | Valen Private Capital, LLC. no RAUM | Paoli, Pa | Affiliated broker-dealer or bank to a newly registered adviser | Jun 5, 2026 |
| 5 | Sanctuary Advisors, LLC BD affiliated | Marble Wealth, LLC independent RIA | Montgomery, Al | Affiliated broker-dealer or bank to independent RIA | Oct 1, 2025 |
| 2 | Sanctuary Advisors, LLC BD affiliated | Insigneo Advisory Services, LLC BD affiliated | Miami, Fl | Affiliated broker-dealer or bank to another | Jun 4, 2025 |
| 9 | Sanctuary Advisors, LLC BD affiliated | Evolve Private Wealth, LLC no RAUM | Los Angeles, Ca | Affiliated broker-dealer or bank to a newly registered adviser | Apr 2, 2025 over 1 d |
| 3 | Sanctuary Advisors, LLC BD affiliated | Evernest Financial Advisors no RAUM | Carmel, In +1 | Affiliated broker-dealer or bank to a newly registered adviser | Dec 11, 2023 over 1 d |
| 3 | Sanctuary Advisors, LLC BD affiliated | Fjell Capital no RAUM | Fargo, Nd | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2023 |
| 2 | Sanctuary Advisors, LLC BD affiliated | B. Riley Wealth Advisors, Inc. BD affiliated | Chicago, Il | Affiliated broker-dealer or bank to another | Sep 17, 2020 over 1 d |
| 2 | Sanctuary Advisors, LLC BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Chicago, Il | Affiliated broker-dealer or bank to another | Apr 23, 2020 |
| 3 | Sanctuary Advisors, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Miami, Fl | Affiliated broker-dealer or bank to wirehouse | Dec 14, 2018 |
| 2 | Sanctuary Advisors, LLC BD affiliated | Thurston Springer Financial other | Chicago, Il | Other | Aug 24, 2018 |
| 3 | Sanctuary Advisors, LLC other | Wolfrum And Co. no RAUM | Chicago, Il | Other | Jan 4, 2018 |