DFX Intelligence
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Team lift-out
3 advisors left S•••••••• A•••••••• L•• for E••••••• F•••••••• A•••••••
BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Frank Joseph Esposito | Carmel, In | Dec 11, 2023 | Nov 10, 2023 |
| Niki Fowler Woodworth | Carmel, In | Dec 12, 2023 | Nov 10, 2023 |
The rule
- Registrations ended
- Dec 11, 2023 to Dec 12, 2023
- Registered next
- Nov 10, 2023
- Branch state
- IN
- Cities
- 2, most in Carmel, In
- Registered there that day
- 279 (people still on IAPD; an estimate)
- Share of that headcount
- 1.1%
- Succession by the destination
- none on the tape