DFX Intelligence
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Team lift-out
3 advisors left M•••••• A••••• S••••••••• L•• for A• W••••• M••••••••• L••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David Robert Topper | Portland, Or | Aug 3, 2020 | Jun 4, 2019 |
| Dustin Guy Martin | Clackamas, Or | Aug 3, 2020 | Jun 24, 2019 |
| Katie Jo Swasey | Clackamas, Or | Aug 3, 2020 | May 31, 2019 |
The rule
- Registrations ended
- Aug 3, 2020
- Registered next
- May 31, 2019 to Jun 24, 2019
- Branch state
- OR
- Cities
- 2, most in Clackamas, Or
- Registered there that day
- 82 (people still on IAPD; an estimate)
- Share of that headcount
- 3.7%
- Succession by the destination
- none on the tape