DFX Intelligence
The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.
Team lift-out
3 advisors left E••••• J•••• for F••••••• P••••••• A•• W•••••••• A•••••••
national BDtoBD affiliatedAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Craig A. Harris | Paso Robles, Ca | May 27, 2021 | Aug 10, 2021 |
| Christopher Grado | Monterey, Ca | Jun 2, 2021 | Jul 26, 2021 |
| Jong Ho Lee | Pasadena, Ca | Jun 7, 2021 | Aug 24, 2021 |
The rule
- Registrations ended
- May 27, 2021 to Jun 7, 2021
- Registered next
- Jul 26, 2021 to Aug 24, 2021
- Branch state
- CA
- Cities
- 3, most in Paso Robles, Ca
- Registered there that day
- 17,839 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape