DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor teams

Teams that left Edward Jones

A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.

Advisors	From	To	Branch	Type	Left
2	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Spring, Tx +1	Affiliated broker-dealer or bank to another	Aug 31, 2026 over 14 d
2	Edward Jones national BD	Wells Fargo Advisors wirehouse	Elk Grove, Ca +1	Affiliated broker-dealer or bank to wirehouse	Aug 25, 2026 over 1 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Yucaipa, Ca +1	Affiliated broker-dealer or bank to another	Aug 25, 2026 over 6 d
4	Edward Jones national BD	LPL Financial LLC BD affiliated	Surprise, Az +3	Affiliated broker-dealer or bank to another	Aug 5, 2026 over 20 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Weatherford, Ok +1	Affiliated broker-dealer or bank to another	Aug 4, 2026 over 3 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Fort Worth, Tx	Affiliated broker-dealer or bank to another	Jul 24, 2026
3	Edward Jones national BD	Wells Fargo Advisors wirehouse	St Louis, Mo	Affiliated broker-dealer or bank to wirehouse	Jul 8, 2026 over 12 d
2	Edward Jones national BD	J.P. Morgan Securities LLC wirehouse	St Louis, Mo	Affiliated broker-dealer or bank to wirehouse	Jul 8, 2026 over 2 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Berkeley, Ca +1	Affiliated broker-dealer or bank to another	Jul 7, 2026 over 10 d
2	Edward Jones national BD	Principal Securities, Inc. BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	Jun 26, 2026 over 13 d
2	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Seguin, Tx +1	Affiliated broker-dealer or bank to another	Jun 17, 2026 over 9 d
2	Edward Jones national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Sitka, Ak	Affiliated broker-dealer or bank to another	Jun 16, 2026 over 1 d
2	Edward Jones national BD	Pnc Wealth Management BD affiliated	Littleton, Co +1	Affiliated broker-dealer or bank to another	Jun 13, 2026 over 9 d
4	Edward Jones national BD	LPL Financial LLC BD affiliated	Denver, Co +2	Affiliated broker-dealer or bank to another	Jun 12, 2026 over 10 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Tucson, Az	Affiliated broker-dealer or bank to another	Jun 12, 2026 over 5 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Sherman, Tx +1	Affiliated broker-dealer or bank to another	Jun 4, 2026 over 4 d
2	Edward Jones national BD	Morgan Stanley wirehouse	Honolulu, Hi	Affiliated broker-dealer or bank to wirehouse	May 28, 2026
4	Edward Jones national BD	Raymond James Financial Services Advisors, Inc BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	May 4, 2026 over 14 d
2	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Maryland Heights, Mo +1	Affiliated broker-dealer or bank to another	May 4, 2026 over 1 d
2	Edward Jones national BD	Kingsview Wealth Management, LLC independent RIA	Nashville, Tn	Affiliated broker-dealer or bank to independent RIA	Apr 27, 2026
3	Edward Jones national BD	LPL Financial LLC BD affiliated	Rancho Cucamonga, Ca +2	Affiliated broker-dealer or bank to another	Apr 21, 2026 over 13 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Spring Hill, Tn +1	Affiliated broker-dealer or bank to another	Apr 17, 2026 over 4 d
2	Edward Jones national BD	J.P. Morgan Securities LLC wirehouse	Sunnyside, Ny +1	Affiliated broker-dealer or bank to wirehouse	Apr 15, 2026 over 12 d
4	Edward Jones national BD	Kingsview Wealth Management, LLC independent RIA	Alma, Mi +1	Affiliated broker-dealer or bank to independent RIA	Apr 13, 2026 over 2 d
2	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Gilbert, Az +1	Affiliated broker-dealer or bank to another	Apr 13, 2026
2	Edward Jones national BD	LPL Enterprise, LLC BD affiliated	Peoria, Az +1	Affiliated broker-dealer or bank to another	Mar 31, 2026 over 7 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Liberty, Mo +1	Affiliated broker-dealer or bank to another	Mar 27, 2026 over 12 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Seattle, Wa +1	Affiliated broker-dealer or bank to another	Mar 27, 2026
2	Edward Jones national BD	Cambridge Investment Research Advisors, Inc. BD affiliated	Lake Wales, Fl	Affiliated broker-dealer or bank to another	Mar 18, 2026 over 1 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Redding, Ca +1	Affiliated broker-dealer or bank to another	Mar 12, 2026 over 12 d
2	Edward Jones national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Colorado Springs, Co	Affiliated broker-dealer or bank to another	Mar 9, 2026
2	Edward Jones national BD	MML Investors Services, LLC BD affiliated	New York, Ny	Affiliated broker-dealer or bank to another	Mar 5, 2026
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Azle, Tx +1	Affiliated broker-dealer or bank to another	Mar 3, 2026 over 2 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Wayzata, Mn +1	Affiliated broker-dealer or bank to another	Feb 25, 2026 over 14 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Apache Junction, Az +1	Affiliated broker-dealer or bank to another	Feb 10, 2026 over 2 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Portland, Or +1	Affiliated broker-dealer or bank to another	Feb 9, 2026
2	Edward Jones national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Topeka, Ks	Affiliated broker-dealer or bank to another	Feb 5, 2026 over 5 d
2	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Harold, Ky +1	Affiliated broker-dealer or bank to another	Jan 26, 2026 over 7 d
2	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Southlake, Tx +1	Affiliated broker-dealer or bank to another	Jan 25, 2026
2	Edward Jones national BD	Wells Fargo Advisors wirehouse	Vista, Ca +1	Affiliated broker-dealer or bank to wirehouse	Jan 23, 2026
2	Edward Jones national BD	RBC Capital Markets, LLC national BD	Shakopee, Mn +1	Affiliated broker-dealer or bank to another	Jan 9, 2026 over 13 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Redondo Beach, Ca +1	Affiliated broker-dealer or bank to another	Jan 9, 2026 over 12 d
2	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Dover, Pa +1	Affiliated broker-dealer or bank to another	Jan 6, 2026 over 9 d
2	Edward Jones national BD	J.P. Morgan Securities LLC wirehouse	Lynnwood, Wa +1	Affiliated broker-dealer or bank to wirehouse	Dec 23, 2025 over 3 d
3	Edward Jones national BD	J.P. Morgan Securities LLC wirehouse	St Louis, Mo	Affiliated broker-dealer or bank to wirehouse	Dec 9, 2025 over 14 d
2	Edward Jones national BD	Cetera Investment Advisers LLC BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	Dec 9, 2025 over 2 d
2	Edward Jones national BD	Anchored Financial Planning LLC no RAUM	West Deptford, Nj	Affiliated broker-dealer or bank to a newly registered adviser	Dec 8, 2025 over 5 d
2	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Plant City, Fl +1	Affiliated broker-dealer or bank to another	Dec 8, 2025 over 7 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Stephenville, Tx +1	Affiliated broker-dealer or bank to another	Dec 4, 2025 over 5 d
3	Edward Jones national BD	Wells Fargo Advisors wirehouse	Marietta, Ga +1	Affiliated broker-dealer or bank to wirehouse	Dec 2, 2025 over 2 d
2	Edward Jones national BD	Principal Securities, Inc. BD affiliated	St Louis, Mo	Affiliated broker-dealer or bank to another	Nov 18, 2025
2	Edward Jones national BD	Charles Schwab & Co., Inc. national BD	St Louis, Mo +1	Affiliated broker-dealer or bank to another	Nov 17, 2025 over 9 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Skokie, Il +1	Affiliated broker-dealer or bank to another	Nov 6, 2025 over 5 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Everett, Pa +1	Affiliated broker-dealer or bank to another	Nov 6, 2025 over 7 d
2	Edward Jones national BD	LPL Financial LLC BD affiliated	Tucson, Az +1	Affiliated broker-dealer or bank to another	Nov 3, 2025
3	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Roseville, Ca +2	Affiliated broker-dealer or bank to another	Oct 27, 2025 over 21 d
3	Edward Jones national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Elizabeth City, Nc +2	Affiliated broker-dealer or bank to another	Oct 22, 2025 over 7 d
2	Edward Jones national BD	Raymond James Financial Services Advisors, Inc BD affiliated	Chesapeake, Va	Affiliated broker-dealer or bank to another	Oct 21, 2025
3	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	Fort Worth, Tx +1	Affiliated broker-dealer or bank to another	Oct 20, 2025 over 14 d
4	Edward Jones national BD	Ameriprise Financial Services, LLC national BD	St Louis, Mo +1	Affiliated broker-dealer or bank to another	Oct 13, 2025 over 21 d

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434 teams match.derived from registration dates