DFX Intelligence
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Team lift-out
2 advisors left E••••• J•••• for A••••••••• F•••••••• S•••••••• L••
national BDtonational BDAffiliated broker-dealer or bank to anotherderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| David J Farago | Augusta, Me | Nov 17, 2020 | Nov 13, 2020 |
| Mark Giffin Morrison | Portland, Me | Nov 17, 2020 | Nov 13, 2020 |
The rule
- Registrations ended
- Nov 17, 2020
- Registered next
- Nov 13, 2020
- Branch state
- ME
- Cities
- 2, most in Portland, Me
- Registered there that day
- 17,787 (people still on IAPD; an estimate)
- Share of that headcount
- 0.0%
- Succession by the destination
- none on the tape