DFX Intelligence
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Firm absorbed
3 advisors left A•••••••• W••••• A••••••• for L•• F•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Dwight Douglas Peterson | Alamo, Ca | May 30, 2025 | May 21, 2025 |
| Milton Kenneth Guzman | Alamo, Ca | May 30, 2025 | May 21, 2025 |
| Virgil John Threlkeld | Alamo, Ca | May 30, 2025 | May 21, 2025 |
The rule
- Registrations ended
- May 30, 2025
- Registered next
- May 21, 2025
- Branch state
- CA
- Cities
- 1, most in Alamo, Ca
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 75%
- Succession by the destination
- none on the tape