RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
M••••• K•••••• G•••••
- L•• F•••••••• L•• BD affiliated currentsince May 21, 2025 · Alamo, Ca
- A•••••••• W••••• A••••••• formerOct 5, 2015 to May 30, 2025 · Alamo, Ca
- F•••• A••••• A••••••• S•••••••• I••• formerJul 18, 2013 to Apr 2, 2015 · Alamo, Ca
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• wirehouseAug 2, 2011 to May 21, 2013 · Walnut Creek, Ca
- M••••• S•••••• wirehouseSep 2, 2010 to Jul 1, 2011 · Walnut Creek, Ca
- A•••••••• W••••• A••••••• to L•• F•••••••• L••left May 30, 2025, registered May 21, 2025 (-9 days) · RIA to affiliated broker-dealer or bank · moved with a team
- F•••• A••••• A••••••• S•••••••• I••• to A•••••••• W••••• A•••••••left Apr 2, 2015, registered Oct 5, 2015 (186 days) · Other · moved with a team
- M•••••• L••••• P•••••• F••••• • S•••• I••••••••• to F•••• A••••• A••••••• S•••••••• I•••left May 21, 2013, registered Jul 18, 2013 (58 days) · Other
- M••••• S•••••• to M•••••• L••••• P•••••• F••••• • S•••• I•••••••••left Jul 1, 2011, registered Aug 2, 2011 (32 days) · Wirehouse to wirehouse
- M••••• K•••••• G••••• left A•••••••• W••••• A••••••• for L•• F•••••••• L•• (registered 2025-05-21)May 30, 2025 · Advisor changed firm · fact
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Broker-dealer affiliated wealth managerderived
- Years in industry
- 16derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address