DFX Intelligence
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Firm absorbed
4 advisors left V•••• F•••••••• M••••••••• I••• for W••••• E••••••••• A••••••• S•••••••• L••
independent RIAtoBD affiliatedRIA to affiliated broker-dealer or bankderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Bradley Ryan Boulton | Orcutt, Ca | Jan 7, 2022 | Jan 4, 2022 |
| James Simonaro | Orcutt, Ca | Jan 7, 2022 | Jan 3, 2022 |
| Roger Mcconnell | Lompoc, Ca | Jan 7, 2022 | Jan 4, 2022 |
| Erika Landon | Orcutt, Ca | Jan 10, 2022 | Jan 4, 2022 |
The rule
- Registrations ended
- Jan 7, 2022 to Jan 10, 2022
- Registered next
- Jan 3, 2022 to Jan 4, 2022
- Branch state
- CA
- Cities
- 2, most in Orcutt, Ca
- Registered there that day
- 4 (people still on IAPD; an estimate)
- Share of that headcount
- 100%
- Succession by the destination
- none on the tape