DFX Intelligence

RIA Intelligence

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Firm absorbed

3 advisors left F•••• A••••• A•••• M••••••••• L•• for G•••••••• M••••••••• L••

independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
AdvisorBranchLeftRegistered
Charles D StaplesDenver, CoMar 25, 2024Jan 5, 2026
Karen Louise GarciaDenver, CoMar 25, 2024Jan 5, 2026
Malcolm Ian MackillopDenver, CoMar 25, 2024May 3, 2024
Patrick James KrulikDenver, CoMar 25, 2024Apr 26, 2024
The rule
Registrations ended
Mar 25, 2024
Registered next
Apr 26, 2024 to Jan 5, 2026
Branch state
CO
Cities
1, most in Denver, Co
Registered there that day
4 (people still on IAPD; an estimate)
Share of that headcount
75%
Succession by the destination
none on the tape
Other teams out of F•••• A••••• A•••• M••••••••• L••Other teams into G•••••••• M••••••••• L••