DFX Intelligence
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2 advisors left T•••••• C••••••• I••• for M••• W•••••
Team lift-outjoined M••• W•••••
No date on record · this record
No date on record · this record
independent RIAtoindependent RIARIA to RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Rebecca Rose Desoto | Irvine, Ca | Aug 30, 2023 | Aug 30, 2023 |
| Stephen Allen Hartel | Irvine, Ca | Sep 12, 2023 | Sep 11, 2023 |
The rule
- Registrations ended
- Aug 30, 2023 to Sep 12, 2023
- Registered next
- Aug 30, 2023 to Sep 11, 2023
- Branch state
- CA
- Cities
- 1, most in Irvine, Ca
- Registered there that day
- 66 (people still on IAPD; an estimate)
- Share of that headcount
- 3.0%
- Succession by the destination
- none on the tape