DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Maia Wealth
Legal name Maia Wealth, LLC
Latest filing May 20, 2026
First filing on the tape Feb 3, 2021 · 27 filings
SEC status approved since Mar 5, 2021
RAUM
$973M
reported, Item 5.F
Discretionary
99%
of RAUM
Private clients
99%
$968M individuals and HNW
Advisors
42
registered through the firm on IAPD
RAUM per advisor
$23.2M
derived; firm RAUM over IAPD count
Employees
43
36 advisory (5.B.1)
Offices
8
beyond the principal office
Private funds
0
reported on Schedule D
History
27 filings and snapshots on the tape
RAUM$973M as of May 20, 2026
Jan 24, 2022$216M then
HNW client RAUM$532M as of May 20, 2026
Jan 24, 2022$105M then
State-registered IARs (5.B.3)36 as of May 20, 2026
Jan 24, 202220 then
Employees (5.A)43 as of May 20, 2026
Jan 24, 202220 then
Private funds: no history
RAUM +38% over the last fiscal year+66% a year over threeIARs 35 to 36offices 7 to 8
Practice profile
derived from the filing of May 20, 2026; every figure names its basis
Archetypes, each a printed rule
- HNW wealth manager · private-client share of RAUM at least 50 percent and HNW share of private-client RAUM 50 to 90 percent
- RAUM per advisor
- $23.2MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 51derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $2.4MderivedHNW RAUM over HNW clients
- Average account
- $184,812derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 99%derivedof RAUM
- Institutional
- 0.5%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 4.7derived9 offices incl. principal (1.F.5)
- RAUM growth, one year
- +38%derivedbetween the last two annual amendments
- Advisor growth, one year
- +2.9%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- +20%derived
- Compensation
- percentage of assets, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, portfolio management for businesses and institutions, pension consulting, selection of other advisersreportedItem 5.G
- Custody
- $54.7M, 249 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- High-net-worth individuals$532M55%
- Individuals$436M45%
- Pension and profit-sharing plans$5.0M0.5%
- Individual clients
- 1,901reported
- HNW clients
- 226reported
- Pension plan clients
- 21reported
- Charitable clients
- 0reported
- Accounts
- 5,265reported
- Financial planning clients
- 51-100reported
- Wrap fee programs
- noreported
- Custody of client assets
- $54.7M for 249 clientsreported
- Compensation
- % of AUM, fixedreported
- Class basis
- private_client_share=0.99 fund_share=0.0 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
42 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Scott C MarekCertified Financial Planner | Denver, Co | Apr 5, 2018 | 13 y | 2 |
| Chandler Te Velde | Denver, Co | Sep 26, 2018 | 18 y | 0 |
| Desmond Jermaine Dimond | Denver, Co | Nov 20, 2018 | 11 y | 1 |
| David Lynn OwensChartered Financial Consultant | Denver, Co | Jan 7, 2019 | 12 y | 2 |
| Christopher Jacob BarkerCertified Financial Planner | Denver, Co | Feb 25, 2019 | 13 y | 2 |
| Darcy Borella GonsalvesCertified Financial Planner | Austin, Tx | Jan 23, 2020 | 10 y | 1 |
| Anne Bliss Kiser | Denver, Co | Jul 9, 2020 | 10 y | 0 |
| Trevor John Hougardy | Denver, Co | Aug 21, 2020 | 12 y | 1 |
| Leslie Davis Mcmullen | Denver, Co | May 10, 2021 | 19 y | 2 |
| Terry Morris AndersonCertified Financial Planner | Denver, Co | Jan 18, 2022 | 27 y | 8 |
| Ethan Nguyen Ogden | Denver, Co | May 9, 2022 | 11 y | 1 |
| Dionne J Banks | Denver, Co | May 25, 2022 | 24 y | 1 |
| Matthew Roy Akira Tamanaha | Denver, Co | Oct 31, 2022 | 14 y | 0 |
| Dale Self | Denver, Co | Jan 6, 2023 | 29 y | 6 |
| Lane C. Stamper | Indianapolis, In | Jan 20, 2023 | 11 y | 2 |
| Thomas Donavan Gillin | Denver, Co | Mar 2, 2023 | 14 y | 0 |
| Mark Boyer Candler | Denver, Co | Mar 6, 2023 | 14 y | 2 |
| Christian Fernando Luna | Park Ridge, Il | Apr 17, 2023 | 13 y | 1 |
| Joshua R Huene | Denver, Co | May 17, 2023 | 13 y | 0 |
| Alex Patten Moorhead | Denver, Co | Jul 3, 2023 | 10 y | 0 |
| Rebecca Rose Desoto | Denver, Co | Aug 30, 2023 | 11 y | 2 |
| Stephen Allen Hartel | Denver, Co | Sep 11, 2023 | 27 y | 5 |
| Alan David Goodman | Denver, Co | Dec 5, 2023 | 13 y | 2 |
| Jacob Martin JaegleCertified Financial Planner | Denver, Co | Mar 5, 2024 | 12 y | 4 |
| John Ricci Hoover | Dallas, Tx | Apr 1, 2024 | 12 y | 1 |
| William David Frier | Colorado Springs, Co | May 8, 2024 | 44 y | 4 |
| Driss Graoui | Denver, Co | Sep 3, 2024 | 13 y | 1 |
| Kenneth Miedema | Indianapolis, In | Sep 6, 2024 | 32 y | 3 |
| Jonathan Dean Jarboe | Denver, Co | Jan 14, 2025 | 14 y | 2 |
| Kurt Thomas Gallup | Denver, Co | Mar 25, 2025 | 13 y | 1 |
| Collin Kelly | Indianapolis, In | Apr 22, 2025 | 13 y | 2 |
| Kendall Miedema | Denver, Co | Jun 13, 2025 | 11 y | 2 |
| Andrew Grant Bourke | Denver, Co | Jul 8, 2025 | 17 y | 0 |
| Scott K Garrett | Denver, Co | Jul 10, 2025 | 20 y | 1 |
| Judith Kellner | Denver, Co | Oct 15, 2025 | 10 y | 0 |
| Elizabeth Anne WindischCertified Financial Planner | Denver, Co | Dec 1, 2025 | 22 y | 8 |
| Jaskaran S Sandhar | Denver, Co | Jan 1, 2026 | 10 y | 2 |
| Samuel Compton Boone | Denver, Co | Jan 14, 2026 | 10 y | 0 |
| Thomas Lee StaleyCertified Financial Planner | Indianapolis, In | Feb 6, 2026 | 20 y | 3 |
| Jedediah Val Huss | Denver, Co | Mar 11, 2026 | 13 y | 0 |
Advisor movement
7 left, 4 joined in 12 months
net -3 in 12 months0 left in 90 days0 joined in 90 daysdeparture rate 17% of current headcount10 left over 36 months
Left, latest
- Bryan Christopher Dern to SavvyMay 20, 2026 · RIA to RIA
- Timothy Dern to SavvyMay 20, 2026 · RIA to RIA
- Tyler Charles Linkowski to Cambridge Investment Research Advisors, Inc.Mar 2, 2026 · RIA to affiliated broker-dealer or bank
- Sonia Iveth Martinez-Trujillo to Fiduciary Financial AdvisorsFeb 6, 2026 · RIA to RIA
- Adam Benjamin Coleman to Compound Planning, Inc.Feb 2, 2026 · RIA to RIA
- Jack Patrick Mccaddon to Compound Planning, Inc.Feb 2, 2026 · RIA to RIA
- Benjamin Joseph Hofkin to Hofkin Capital Management, Inc.Dec 12, 2025 · Other
- Ramon Vasquez Aguirre to Money Concepts Advisory ServiceJan 14, 2025 · RIA to affiliated broker-dealer or bank
- Kenneth Blaine Luckinbill to Zega Financial, LLCFeb 27, 2024 · RIA to RIA
- Mickealin L Cassell to Pruco Securities, LLCFeb 27, 2024 · RIA to affiliated broker-dealer or bank
- Justin Michael Vlaanderen to Painted Porch Advisors LLCJul 13, 2023 · RIA to RIA
- Dylan Andrew Cleary to Morgan StanleyFeb 9, 2023 · RIA to wirehouse
- Bradley Ross Michalchuk to The Millstone Evans Group, LLCJan 27, 2022 · RIA to RIA
Joined, latest
- Lawrence Joseph Giesing from LPL Financial LLCJun 8, 2026 · Affiliated broker-dealer or bank to independent RIA
- Thomas Lee Staley from J.P. Morgan Securities LLCFeb 6, 2026 · Wirehouse to independent RIA
- Jaskaran S Sandhar from Denver Wealth Management, Inc.Jan 1, 2026 · RIA to RIA
- Elizabeth Anne Windisch from Gps Wealth Strategies Group, LLCDec 1, 2025 · RIA to RIA
- Scott K Garrett from Waddell & ReedJul 10, 2025 · Other
- Kendall Miedema from Key Investment Services LLCJun 13, 2025 · Affiliated broker-dealer or bank to independent RIA
- Benjamin Joseph Hofkin from FartherApr 22, 2025 · RIA to RIA
- Collin Kelly from J.P. Morgan Securities LLCApr 22, 2025 · Wirehouse to independent RIA
- Kurt Thomas Gallup from Wambolt & Associates, LLCMar 25, 2025 · RIA to RIA
- Jonathan Dean Jarboe from Strategic Wealth Investment Group, LLCJan 14, 2025 · RIA to RIA
- Kenneth Miedema from J.P. Morgan Securities LLCSep 6, 2024 · Wirehouse to independent RIA
- Driss Graoui from UBS Financial Services Inc.Sep 3, 2024 · Wirehouse to independent RIA
- Ramon Vasquez Aguirre from Jim Poe And Associates Inc.Apr 10, 2024 · Other
- John Ricci Hoover from Fisher InvestmentsApr 1, 2024 · RIA to RIA
- Jacob Martin Jaegle from Moneta Group Investment Advisors, LLCMar 5, 2024 · RIA to RIA
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for SavvyMay 20, 2026 · Oakbrook Terrace, Il
- 2 left for Compound Planning, Inc.Feb 2, 2026 · Denver, Co
- 2 joined from J.P. Morgan Securities LLCJan 8, 2023 · Indianapolis, In
- 2 joined from Colorado Wealth Group LLCAug 19, 2020 · Denver, Co
- 2 joined from MML Investors Services, LLCFeb 11, 2019 · Denver, Co
- 2 joined from MML Investors Services, LLCFeb 28, 2018 · Denver, Co
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- C Scott Marek · Managing Member & Chief Compliance Officercontrolsince 12/2017 · owns less than 5%
- Chandler Te Velde · Ccocontrolsince 01/2025 · owns less than 5%
- Jermaine Desmond Dimond · Managing Membercontrolsince 12/2017 · owns 75% or more of Dimond Ventures LLC
- Andrew Horton · Membercontrolsince 08/2017 · owns 50% to 75% of Bud & Thorne, LLC
- Benjamin Horton · Membercontrolsince 08/2017 · owns 50% to 75% of Bud & Thorne, LLC
- C Scott Marek · Managing Membercontrolsince 12/2017 · owns 75% or more of Marek Financial LLC
- Chandler Te Velde · Managing Membercontrolsince 12/2017 · owns 75% or more of Ctv Holdings LLC
Entity owners
- Ctv Holdings LLC · Memberdirect · owns 5% to 10%
- Dimond Ventures LLC · Memberdirect · owns 25% to 50%
- Marek Financial LLC · Memberdirect · owns 25% to 50%
- Bud & Thorne, LLC · Memberdirect · owns 5% to 10%
Related persons
Schedule D 7.A
No related person reported.
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Denver, Co · principal | 42 | 8 | 4 | 1 | |
| Indianapolis, In | 7 | 1 | 0 | ||
| Oakbrook Terrace, Il | 1 | 0 | 1 | 1 | |
| Fort Worth, Tx | 0 | 0 | 0 | ||
| Schaumburg, Il | 0 | 0 | 1 | ||
| Cypress, Tx | 0 | 0 | 1 |
Offices
Schedule D 1.F, the 25 largest
- Indianapolis, IN2 employees
- Cypress, TX1 employees
- Denver, CO1 employees
- Park Ridge, IL1 employees
ADV anomalies
6 against comparable advisers; where to look, not conclusions
- control person changedChange between filings · filing May 20, 2026DIMOND, DESMOND, JERMAINE (MANAGING MEMBER) left Schedule A between the filings of 2021-02-03 and 2026-05-20peers: independent wealth managers, $500M to $1B (1,483)
- control person changedChange between filings · filing May 20, 2026MAREK, SCOTT, C (MANAGING MEMBER) left Schedule A between the filings of 2021-02-03 and 2026-05-20peers: independent wealth managers, $500M to $1B (1,483)
- control person changedChange between filings · filing May 20, 2026Horton, Benjamin (MEMBER) left Schedule A between the filings of 2021-02-03 and 2026-05-20peers: independent wealth managers, $500M to $1B (1,483)
- control person changedChange between filings · filing May 20, 2026Horton, Andrew (MEMBER) left Schedule A between the filings of 2021-02-03 and 2026-05-20peers: independent wealth managers, $500M to $1B (1,483)
- account count surgeChange between filings · filing Feb 27, 2026accounts (Item 5.F.2.f) moved from 2,445.0 to 5,265.0 (+115.0%) between the annual amendments of 2025-04-29 and 2026-02-27; the peer median change was +6.0% (1256 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,256) · 98% percentile
- RAUM up 25 %Change between filings · filing Feb 27, 2026RAUM (Item 5.F) moved from $704,344,811 to $973,037,361 (+38.0%) between the annual amendments of 2025-04-29 and 2026-02-27; the peer median change was +16.0% (1386 comparable advisers, 90.0th percentile of changes)peers: independent wealth managers, $500M to $1B (1,386) · 90% percentile
What changed
consecutive filings, newest first
- Accounts · 2,445 to 5,265Sep 15, 2025 to Feb 27, 2026
- Advisory employees · 35 to 36Sep 15, 2025 to Feb 27, 2026
- HNW clients · 164 to 226Sep 15, 2025 to Feb 27, 2026
- Individual clients · 1,609 to 1,901Sep 15, 2025 to Feb 27, 2026
- Pension plan clients · 0 to 21Sep 15, 2025 to Feb 27, 2026
- Assets in custody · unset to 54747581.0Sep 15, 2025 to Feb 27, 2026
- Custody of client assets · false to trueSep 15, 2025 to Feb 27, 2026
- Employees · 44 to 43Sep 15, 2025 to Feb 27, 2026
- State-registered IARs · 35 to 36Sep 15, 2025 to Feb 27, 2026
- Discretionary RAUM · $701M to $967MSep 15, 2025 to Feb 27, 2026
- HNW RAUM · $294M to $532MSep 15, 2025 to Feb 27, 2026
- Individual RAUM · $410M to $436MSep 15, 2025 to Feb 27, 2026
- Non-discretionary RAUM · $3.4M to $6.0MSep 15, 2025 to Feb 27, 2026
- Pension RAUM · $0 to $5.0MSep 15, 2025 to Feb 27, 2026
- RAUM · $704M to $973MSep 15, 2025 to Feb 27, 2026
- Other offices · 7 to 8Aug 26, 2025 to Sep 15, 2025
- Accounts · 4,851 to 2,445Jan 17, 2025 to Apr 29, 2025
- Advisory employees · 30 to 35Jan 17, 2025 to Apr 29, 2025
- Advisory activities · 6 to 5Jan 17, 2025 to Apr 29, 2025
- HNW clients · 173 to 164Jan 17, 2025 to Apr 29, 2025
- Individual clients · 1,467 to 1,609Jan 17, 2025 to Apr 29, 2025
- Pension plan clients · 2 to 0Jan 17, 2025 to Apr 29, 2025
- Employees · 30 to 44Jan 17, 2025 to Apr 29, 2025
- Financial planning clients · 51-100 to 51-100Jan 17, 2025 to Apr 29, 2025
- State-registered IARs · 30 to 35Jan 17, 2025 to Apr 29, 2025
- Other offices · 4 to 7Jan 17, 2025 to Apr 29, 2025
- Discretionary RAUM · $667M to $701MJan 17, 2025 to Apr 29, 2025
- HNW RAUM · $329M to $294MJan 17, 2025 to Apr 29, 2025
- Individual RAUM · $338M to $410MJan 17, 2025 to Apr 29, 2025
- Non-discretionary RAUM · $2.9M to $3.4MJan 17, 2025 to Apr 29, 2025
- Pension RAUM · $2.9M to $0Jan 17, 2025 to Apr 29, 2025
- RAUM · $670M to $704MJan 17, 2025 to Apr 29, 2025
- Accounts · 2,555 to 4,851Mar 18, 2024 to Oct 16, 2024
- HNW clients · 258 to 173Mar 18, 2024 to Oct 16, 2024
- Individual clients · 789 to 1,467Mar 18, 2024 to Oct 16, 2024
- Pension plan clients · 0 to 2Mar 18, 2024 to Oct 16, 2024
- Discretionary RAUM · $390M to $667MMar 18, 2024 to Oct 16, 2024
- HNW RAUM · $192M to $329MMar 18, 2024 to Oct 16, 2024
- Individual RAUM · $200M to $338MMar 18, 2024 to Oct 16, 2024
- Non-discretionary RAUM · $2.5M to $2.9MMar 18, 2024 to Oct 16, 2024
Signals
22 dated events
- Timothy Dern left Maia Wealth for Savvy (registered 2026-06-03)May 20, 2026 · Advisor changed firm · fact
- Bryan Christopher Dern left Maia Wealth for Savvy (registered 2026-06-02)May 20, 2026 · Advisor changed firm · fact
- 2 advisors left Maia Wealth (Oakbrook Terrace, IL) for Savvy on the same dayMay 20, 2026 · Team lift-out · derived
- Tyler Charles Linkowski left Maia Wealth for Cambridge Investment Research Advisors, Inc. (registered 2026-03-24)Mar 2, 2026 · Advisor changed firm · fact
- Maia Wealth reported RAUM $973.0M, up 38% from $704.3M (2025-09-15 to 2026-02-27)Feb 27, 2026 · RAUM change · derived
- Sonia Iveth Martinez-Trujillo left Maia Wealth for Fiduciary Financial Advisors (registered 2026-02-12)Feb 6, 2026 · Advisor changed firm · fact
- Jack Patrick Mccaddon left Maia Wealth for Compound Planning, Inc. (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
- Adam Benjamin Coleman left Maia Wealth for Compound Planning, Inc. (registered 2026-02-02)Feb 2, 2026 · Advisor changed firm · fact
- 2 advisors left Maia Wealth (Denver, CO) for Compound Planning, Inc. on the same dayFeb 2, 2026 · Team lift-out · derived
- Benjamin Joseph Hofkin left Maia Wealth for Hofkin Capital Management, Inc. (registered 2026-01-01)Dec 12, 2025 · Advisor changed firm · fact
- Ramon Vasquez Aguirre left Maia Wealth for Money Concepts Advisory Service (registered 2025-01-15)Jan 14, 2025 · Advisor changed firm · fact
- Maia Wealth reported RAUM $669.5M, up 71% from $392.5M (2024-03-18 to 2024-10-16)Oct 16, 2024 · RAUM change · derived
- Maia Wealth reported RAUM $392.5M, up 84% from $213.5M (2023-09-12 to 2024-03-18)Mar 18, 2024 · RAUM change · derived
- Sandra Horton (Owner) no longer on Schedule A of Maia Wealth (listed 2023-09-12, absent 2024-03-18)Mar 18, 2024 · Control person left · inference
- Mickealin L Cassell left Maia Wealth for Pruco Securities, Llc (registered 2024-10-03)Feb 27, 2024 · Advisor changed firm · fact
- Kenneth Blaine Luckinbill left Maia Wealth for Zega Financial, Llc (registered 2024-02-29)Feb 27, 2024 · Advisor changed firm · fact
- Justin Michael Vlaanderen left Maia Wealth for Painted Porch Advisors Llc (registered 2023-07-20)Jul 13, 2023 · Advisor changed firm · fact
- Dylan Andrew Cleary left Maia Wealth for Morgan Stanley (registered 2023-02-21)Feb 9, 2023 · Advisor changed firm · fact
- 2 advisors left J.P. Morgan Securities LLC (Indianapolis, IN) for Maia Wealth on the same dayJan 8, 2023 · Team lift-out · derived
- Bradley Ross Michalchuk left Maia Wealth for The Millstone Evans Group, Llc (registered 2022-02-12)Jan 27, 2022 · Advisor changed firm · fact
- Maia Wealth reported RAUM $215.6M, up 97% from $109.5M (2022-01-17 to 2022-01-24)Jan 24, 2022 · RAUM change · derived
- Maia Wealth filed its initial SEC registration (Form ADV)Feb 3, 2021 · First SEC registration · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business email
- info@maiawealth.comreportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 720-644-8803reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/maiawealth/aboutreportedpublic record, Form ADV, Sep 17, 2026
- Website
- maiawealth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- (720) 644-8803reportedpublic record, Form ADV, May 20, 2026
- Contact form
- maiawealth.com/contactreportedpublished by the firm, firm site, Sep 15, 2026
- Team page
- maiawealth.com/teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $23.2Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026