DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
Trilogy Capital, Inc.
Latest filing Jul 23, 2026
First filing on the tape Nov 9, 2015 · 49 filings
SEC status approved since Nov 16, 2015
RAUM
$3.2B
reported, Item 5.F
Discretionary
92%
of RAUM
Private clients
81%
$2.6B individuals and HNW
Advisors
73
registered through the firm on IAPD
RAUM per advisor
$44.0M
derived; firm RAUM over IAPD count
Employees
74
74 advisory (5.B.1)
Offices
11
beyond the principal office
Private funds
0
reported on Schedule D
History
49 filings and snapshots on the tape
RAUM$3.2B as of Jul 23, 2026
Feb 26, 2016$103M then
HNW client RAUM$1.0B as of Jul 23, 2026
Feb 7, 2018$33.5M then
State-registered IARs (5.B.3)74 as of Jul 23, 2026
Feb 26, 201699 then
Employees (5.A)74 as of Jul 23, 2026
Feb 26, 201699 then
Private funds: no history
RAUM +22% over the last fiscal year+25% a year over threeIARs 41 to 74
Practice profile
derived from the filing of Jul 23, 2026; every figure names its basis
Archetypes, each a printed rule
- Mass-affluent RIA · private-client share at least 50 percent, non-HNW individuals at least 60 percent of private-client RAUM
- Multi-office growth platform · an independent wealth manager (not a wirehouse, national broker-dealer RIA or broker-dealer affiliated firm) with at least five offices, at least 50 advisors, and RAUM up at least 20 percent over the last annual amendment
- Retirement plan adviser · pension consulting activity (Item 5.G.6) and pension plans at least 25 percent of RAUM or at least 25 pension-plan clients
- Wrap program sponsor · sponsors a wrap fee program (5.I) with at least $100M of wrap assets
- RAUM per advisor
- $44.0MderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- 110derivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- $1.9MderivedHNW RAUM over HNW clients
- Average account
- $169,056derivedRAUM over accounts (5.F.2.f)
- Discretionary
- 92%derivedof RAUM
- Institutional
- 18%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- 1.0derivedItem 5.A over advisors
- Advisors per office
- 6.1derived12 offices incl. principal (1.F.5)
- RAUM growth, one year
- +22%derivedbetween the last two annual amendments
- Advisor growth, one year
- +80%derivedItem 5.B.3 between annual amendments
- Client growth, one year
- -2.0%derived
- Compensation
- percentage of assets, hourly, fixed feesreportedItem 5.E
- Advisory activities
- financial planning, portfolio management for individuals, pension consulting, selection of other advisersreportedItem 5.G
- Wrap fee program
- $1.1BreportedItem 5.I
- Custody
- $1.5B, 8,581 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- receives research or other products from a broker-dealer, soft dollars (8.E)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
- marketing includes testimonials (5.L.1.c)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Individuals$1.6B50%
- High-net-worth individuals$1.0B31%
- Pension and profit-sharing plans$586M18%
- Corporations and businesses$12.9M0.4%
- Charitable organizations$734,8590.0%
- Individual clients
- 7,512reported
- HNW clients
- 546reported
- Pension plan clients
- 305reported
- Charitable clients
- 3reported
- Accounts
- 18,988reported
- Financial planning clients
- 1-10reported
- Wrap fee programs
- $0 sponsored, $0 managedreported
- Custody of client assets
- $1.5B for 8,581 clientsreported
- Compensation
- % of AUM, fixed, hourlyreported
- Class basis
- private_client_share=0.81 fund_share=0.0 institutional_share=0.18 related_bd=false related_bank=false bd_reps=38.0derived
Advisors registered through the firm
73 on IAPD today, longest tenure first
| Name | Branch | Here since | In industry | Prior firms |
|---|---|---|---|---|
| Michael Joseph BrokerCertified Financial Planner | Irvine, Ca | Nov 23, 2015 | 18 y | 1 |
| Cary S Boring | Huntington Beach, Ca | Nov 23, 2015 | 26 y | 1 |
| Ahmed Iqbal Ghulamali | Irvine, Ca | Nov 23, 2015 | 31 y | 1 |
| Jeffrey David SeuferlingCertified Financial Planner | Corona, Ca | Nov 23, 2015 | 28 y | 1 |
| Joseph Alan Fischman | Irvine, Ca | Nov 23, 2015 | 30 y | 1 |
| June Chiyun Adams | Irvine, Ca | Nov 23, 2015 | 30 y | 1 |
| Michael John Fibiger | Irvine, Ca | Nov 23, 2015 | 13 y | 1 |
| Keegan James Tanghe | Irvine, Ca | Nov 23, 2015 | 22 y | 1 |
| Heather Lynn Klutznick | Denver, Co | Nov 23, 2015 | 28 y | 1 |
| Nathan C. Brown | Irvine, Ca | Nov 23, 2015 | 20 y | 1 |
| Jeffrey Ralph MotskeCertified Financial Planner | Irvine, Ca | Nov 23, 2015 | 28 y | 1 |
| Diane Powell Zing | Denver, Co | Nov 23, 2015 | 19 y | 1 |
| Michael Christopher Loo | Irvine, Ca | Dec 1, 2015 | 24 y | 1 |
| James Robert Young | Irvine, Ca | Dec 1, 2015 | 25 y | 3 |
| David Foster Huisinga | Huntington Beach, Ca | Dec 1, 2015 | 24 y | 1 |
| Windus Allison Fernandez Brinkkord | Irvine, Ca | Dec 1, 2015 | 23 y | 1 |
| Douglas Charles Stroot | San Diego, Ca | Dec 1, 2015 | 32 y | 1 |
| Christopher Edward Molony | Torrance, Ca | Dec 1, 2015 | 18 y | 1 |
| Michael Shoheen Bakhshi | Irvine, Ca | Dec 1, 2015 | 16 y | 1 |
| Todd Adam Gurvis | Irvine, Ca | Dec 1, 2015 | 31 y | 1 |
| Howard Ray Bolotin | San Diego, Ca | Dec 1, 2015 | 32 y | 2 |
| Eric Andrew Perkins | Irvine, Ca | Dec 1, 2015 | 33 y | 2 |
| Jeffrey Robert HackbarthCertified Financial Planner | West Covina, Ca | Dec 1, 2015 | 18 y | 1 |
| Gonzalo De Leon Plata | Scottsdale, Az | Dec 15, 2015 | 15 y | 1 |
| Gabriel Ubaldo Deluna | Irvine, Ca | Jan 5, 2016 | 15 y | 2 |
| Joseph Antoine SirgyCertified Financial Planner | West Covina, Ca | Jan 5, 2016 | 23 y | 1 |
| Justin Anthony Tyrrell | West Covina, Ca | Jan 5, 2016 | 13 y | 2 |
| Thomas Christopher Walden | Irvine, Ca | Jan 13, 2016 | 28 y | 1 |
| Derrick Lee Blanchette | Irvine, Ca | Jan 13, 2016 | 12 y | 0 |
| Casey DettorreCertified Financial Planner | Corona, Ca | Jan 13, 2016 | 19 y | 1 |
| Gary SussmanCertified Financial Planner | Irvine, Ca | Jan 13, 2016 | 24 y | 1 |
| Scott Matthew Naiman | Irvine, Ca | Jan 13, 2016 | 18 y | 1 |
| Robert J Ochoa | West Covina, Ca | Jan 21, 2016 | 25 y | 1 |
| Kathleen Dempsey Muniz | Irvine, Ca | Feb 23, 2016 | 28 y | 1 |
| Thomas J Elkins | Hingham, Ma | Jul 5, 2016 | 25 y | 1 |
| Kathleen Marie Donnelly | Corona, Ca | Jul 6, 2017 | 11 y | 0 |
| Dale Sarpard | Irvine, Ca | Sep 5, 2017 | 10 y | 0 |
| Jonathan Peter Sabat | Irvine, Ca | Feb 5, 2018 | 13 y | 0 |
| Janeane Vena | Irvine, Ca | Mar 20, 2018 | 10 y | 0 |
| Mark Allen Hammill | Irvine, Ca | Dec 19, 2018 | 24 y | 0 |
Advisor movement
4 left, 2 joined in 12 months
net -2 in 12 months1 left in 90 days0 joined in 90 daysdeparture rate 5.5% of current headcount18 left over 36 months
Left, latest
- Eric Johnson to Osaic Wealth, Inc.Jun 26, 2026 · RIA to affiliated broker-dealer or bank
- Caitlin Cherie Spain to Ima Advisory Services, Inc.May 8, 2026 · RIA to RIA
- Hannah Rose Alves to DunhamMar 30, 2026 · RIA to RIA
- Richard Higbee to LPL Financial LLCDec 1, 2025 · RIA to RIA
- Daniel Delarosa to UBS Financial Services Inc.Aug 12, 2025 · RIA to wirehouse
- Tony Raygoza to LPL Financial LLCJul 7, 2025 · RIA to RIA
- Mark Alan Nicolet to LPL Financial LLCJun 24, 2025 · RIA to RIA
- Mohammed A Siddiqui to Wealthcare Advisory Partners LLCMar 3, 2025 · RIA to RIA
- Perry James Johnson to LPL Financial LLCFeb 19, 2025 · RIA to RIA
- Julie J Foong to LPL Financial LLCFeb 19, 2025 · RIA to RIA
- Kaili Chen to PathstoneFeb 12, 2025 · RIA to RIA
- Xavier Vincent Lewis to Lotusgroup AdvisorsFeb 7, 2025 · RIA to RIA
- Claudia Yihsien Lin to Sovran Advisors, LLCOct 30, 2024 · RIA to RIA
- Alfonso Leo Valdez to Sovran Advisors, LLCSep 24, 2024 · RIA to RIA
- Robert Lawrence Wheatley to LPL Financial LLCSep 24, 2024 · RIA to RIA
Joined, latest
- Myles Anschuetz Anderson from Merrill Lynch, Pierce, Fenner & Smith IncorporatedFeb 19, 2026 · Wirehouse to independent RIA
- Amy Marie Kane from Robert W. Baird & Co. IncorporatedFeb 11, 2026 · RIA to RIA
- Michael J Serio from J.P. Morgan Securities LLCJul 24, 2024 · Wirehouse to independent RIA
- David Michael Mcdonough from Flagship Wealth ManagementApr 9, 2024 · Other
- Robert Joseph Dolan from Flagship Wealth ManagementMar 21, 2024 · Other
- Melissa A Gallant from Ameriprise Financial Services, LLCJan 30, 2018 · Other
- Sean Luigi Covi from National Planning Corporation ("Npc Of America" In Fl & Ny)Dec 8, 2017 · Other
- John Parnell Ronan from National Planning Corporation ("Npc Of America" In Fl & Ny)Oct 27, 2017 · Other
- Stephen Allen Hartel from National Planning Corporation ("Npc Of America" In Fl & Ny)Jan 30, 2017 · Other
- Sean Michael Kennedy from National Planning Corporation ("Npc Of America" In Fl & Ny)Dec 21, 2016 · Other
- Edmundo Cereceres Alvarado from National Planning Corporation ("Npc Of America" In Fl & Ny)Sep 8, 2016 · Other
- Sebastian Raul Ruelas from National Planning Corporation ("Npc Of America" In Fl & Ny)Aug 8, 2016 · Other
- Samuel Darden from National Planning Corporation ("Npc Of America" In Fl & Ny)Jul 7, 2016 · Other
- Brian Thomas Gasbarro from National Planning Corporation ("Npc Of America" In Fl & Ny)Jul 5, 2016 · Other
- Joseph Stephen Vita from National Planning Corporation ("Npc Of America" In Fl & Ny)Jul 5, 2016 · Other
Teams: two or more advisors moving together within fourteen days, from one state
- 2 left for LPL Financial LLCJun 24, 2025 · Irvine, Ca
- 2 left for LPL Financial LLCFeb 19, 2025 · Irvine, Ca
- 4 left for LPL Financial LLCMay 13, 2021 · Irvine, Ca
- 2 left for LPL Financial LLCApr 27, 2020 · Irvine, Ca
- 2 left for LPL Financial LLCMar 9, 2018 · Irvine, Ca
- 3 left for LPL Financial LLCJan 23, 2018 · Irvine, Ca
- 2 left for Cambridge Investment Research Advisors, Inc.Oct 20, 2017 · Irvine, Ca
- 3 left for Wealthplan PartnersFeb 3, 2016 · Irvine, Ca
- 3 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Nov 29, 2017 · Scottsdale, Az
- 49 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Nov 29, 2017 · Los Angeles, Ca
- 7 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Nov 29, 2017 · Denver, Co
- 3 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Nov 29, 2017 · Woburn, Ma
- 3 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Oct 20, 2017 · San Diego, Ca
- 5 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Dec 31, 2016 · Los Angeles, Ca
- 2 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Jun 2, 2016 · Woodland Hills, Ca
- 3 joined from National Planning Corporation ("Npc Of America" In Fl & Ny)Jan 26, 2016 · Corona, Ca
Private funds
No private fund reported.
Owners and control persons
Schedule A and B, latest filing
- Chiyun June Adams · Chief Compliance Officercontrolsince 09/2015 · owns less than 5%
- Ralph Jeffrey Motske · Chief Executive Officercontrolsince 09/2015 · owns less than 5%
- Ralph Jeffrey Motske · Managing Membercontrolsince 03/2024 · owns 50% to 75% of Trilogy Capital Financial Partners, LLC
- Brooke Allison White · Director Of Compliance Operationssince 10/2021 · owns less than 5%
Entity owners
- Trilogy Capital Holdings, Inc. · Ownerdirect · owns 75% or more
- Trilogy Capital Financial Partners, LLC · Memberindirect · owns 75% or more of Trilogy Financial Holdings, LLC
- Trilogy Financial Holdings, LLC · Ownerindirect · owns 75% or more of Trilogy Capital Holdings, Inc.
- Trilogy Holding LP · Memberindirect · owns 25% to 50% of Trilogy Capital Financial Partners, LLC
Related persons
Schedule D 7.A
- Trilogy Financial Services, Increal estaten
Office movement
IAPD branch city; joins and departures in 12 months
| Office | Advisors | Joined | Left | Teams out | Forming |
|---|---|---|---|---|---|
| Irvine, Ca · principal | 73 | 9 | 2 | ||
| Corona, Ca | 15 | 1 | 0 | ||
| Denver, Co | 11 | 3 | 0 | ||
| West Covina, Ca | 10 | 1 | 1 | ||
| San Diego, Ca | 10 | 3 | 1 | ||
| Torrance, Ca | 7 | 1 | 0 | ||
| Huntington Beach, Ca | 6 | 0 | 0 | ||
| Scottsdale, Az | 4 | 0 | 0 | ||
| Hingham, Ma | 4 | 0 | 0 |
Offices
Schedule D 1.F, the 25 largest
- Denver, CO23 employees
- Huntington Beach, CA15 employees
- West Covina, CA15 employees
- Corona, CA12 employees
- San Diego, CA9 employees
- Woburn, MA8 employees
- Torrance, CA6 employees
- Scottsdale, AZ5 employees
- Woodland Hills, CA3 employees
- Hingham, MA2 employees
- Westlake Village, CA1 employees
- , 1 employees
ADV anomalies
2 against comparable advisers; where to look, not conclusions
- account count surgeChange between filings · filing Mar 9, 2026accounts (Item 5.F.2.f) moved from 8,537.0 to 18,988.0 (+122.0%) between the annual amendments of 2025-03-24 and 2026-03-09; the peer median change was +6.0% (1206 comparable advisers, 97.0th percentile of changes)peers: independent wealth managers, $1B to $5B (1,206) · 97% percentile
- advisor count surgeChange between filings · filing Mar 9, 2026advisory representatives (Item 5.B.3) moved from 41.0 to 74.0 (+80.0%) between the annual amendments of 2025-03-24 and 2026-03-09; the peer median change was 0.0% (999 comparable advisers, 98.0th percentile of changes)peers: independent wealth managers, $1B to $5B (999) · 98% percentile
What changed
consecutive filings, newest first
- Accounts · 8,537 to 18,988Mar 24, 2025 to Mar 9, 2026
- Advisory employees · 72 to 74Mar 24, 2025 to Mar 9, 2026
- BD registered reps · 41 to 38Mar 24, 2025 to Mar 9, 2026
- Charity clients · 4 to 3Mar 24, 2025 to Mar 9, 2026
- Corporate clients · 23 to 22Mar 24, 2025 to Mar 9, 2026
- HNW clients · 515 to 546Mar 24, 2025 to Mar 9, 2026
- Individual clients · 7,707 to 7,512Mar 24, 2025 to Mar 9, 2026
- Pension plan clients · 288 to 305Mar 24, 2025 to Mar 9, 2026
- Assets in custody · $1.3B to $1.5BMar 24, 2025 to Mar 9, 2026
- Employees · 72 to 74Mar 24, 2025 to Mar 9, 2026
- Insurance-licensed employees · 5 to 4Mar 24, 2025 to Mar 9, 2026
- Financial planning clients · 0 to 1-10Mar 24, 2025 to Mar 9, 2026
- State-registered IARs · 41 to 74Mar 24, 2025 to Mar 9, 2026
- Discretionary RAUM · $2.4B to $2.9BMar 24, 2025 to Mar 9, 2026
- HNW RAUM · $842M to $1.0BMar 24, 2025 to Mar 9, 2026
- Individual RAUM · $1.5B to $1.6BMar 24, 2025 to Mar 9, 2026
- Non-discretionary RAUM · $198M to $264MMar 24, 2025 to Mar 9, 2026
- Pension RAUM · $325M to $586MMar 24, 2025 to Mar 9, 2026
- RAUM · $2.6B to $3.2BMar 24, 2025 to Mar 9, 2026
- Accounts · 18,469 to 8,537Nov 15, 2024 to Mar 24, 2025
- Advisory employees · 75 to 72Nov 15, 2024 to Mar 24, 2025
- BD registered reps · 43 to 41Nov 15, 2024 to Mar 24, 2025
- Charity clients · 5 to 4Nov 15, 2024 to Mar 24, 2025
- Corporate clients · 20 to 23Nov 15, 2024 to Mar 24, 2025
- HNW clients · 659 to 515Nov 15, 2024 to Mar 24, 2025
- Individual clients · 8,169 to 7,707Nov 15, 2024 to Mar 24, 2025
- Pension plan clients · 19 to 288Nov 15, 2024 to Mar 24, 2025
- Assets in custody · $1.3B to $1.3BNov 15, 2024 to Mar 24, 2025
- Employees · 75 to 72Nov 15, 2024 to Mar 24, 2025
- Financial planning clients · 1-10 to 0Nov 15, 2024 to Mar 24, 2025
- State-registered IARs · 43 to 41Nov 15, 2024 to Mar 24, 2025
- Other offices · 13 to 11Nov 15, 2024 to Mar 24, 2025
- Discretionary RAUM · $1.9B to $2.4BNov 15, 2024 to Mar 24, 2025
- HNW RAUM · $665M to $842MNov 15, 2024 to Mar 24, 2025
- Individual RAUM · $1.2B to $1.5BNov 15, 2024 to Mar 24, 2025
- Non-discretionary RAUM · $0 to $198MNov 15, 2024 to Mar 24, 2025
- Pension RAUM · $6.7M to $325MNov 15, 2024 to Mar 24, 2025
- RAUM · $1.9B to $2.6BNov 15, 2024 to Mar 24, 2025
- Accounts · 17,798 to 18,469Dec 15, 2023 to Mar 28, 2024
- Advisory employees · 73 to 75Dec 15, 2023 to Mar 28, 2024
Signals
36 dated events
- Eric Johnson left Trilogy Capital, Inc. for Osaic Wealth, Inc. (registered 2026-06-29)Jun 26, 2026 · Advisor changed firm · fact
- Caitlin Cherie Spain left Trilogy Capital, Inc. for Ima Advisory Services, Inc. (registered 2026-05-26)May 8, 2026 · Advisor changed firm · fact
- Hannah Rose Alves left Trilogy Capital, Inc. for Dunham (registered 2026-04-27)Mar 30, 2026 · Advisor changed firm · fact
- Trilogy Capital, Inc. reported 74 state-registered advisory representatives, up from 41 (2025-03-24 to 2026-03-09)Mar 9, 2026 · Advisor headcount change · derived
- Richard Higbee left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2017-11-29)Dec 1, 2025 · Advisor changed firm · fact
- Daniel Delarosa left Trilogy Capital, Inc. for Ubs Financial Services Inc. (registered 2026-01-12)Aug 12, 2025 · Advisor changed firm · fact
- Tony Raygoza left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2017-11-29)Jul 7, 2025 · Advisor changed firm · fact
- Mark Alan Nicolet left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2017-11-29)Jun 24, 2025 · Advisor changed firm · fact
- 2 advisors left Trilogy Capital, Inc. (Irvine, CA) for LPL Financial LLC within 13 daysJun 24, 2025 · Team lift-out · derived
- Trilogy Capital, Inc. reported RAUM $2.6B, up 40% from $1.9B (2024-11-15 to 2025-03-24)Mar 24, 2025 · RAUM change · derived
- Mohammed A Siddiqui left Trilogy Capital, Inc. for Wealthcare Advisory Partners Llc (registered 2025-03-03)Mar 3, 2025 · Advisor changed firm · fact
- Perry James Johnson left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2017-11-29)Feb 19, 2025 · Advisor changed firm · fact
- Julie J Foong left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2017-11-29)Feb 19, 2025 · Advisor changed firm · fact
- 2 advisors left Trilogy Capital, Inc. (Irvine, CA) for LPL Financial LLC on the same dayFeb 19, 2025 · Team lift-out · derived
- Kaili Chen left Trilogy Capital, Inc. for Pathstone (registered 2025-03-06)Feb 12, 2025 · Advisor changed firm · fact
- Xavier Vincent Lewis left Trilogy Capital, Inc. for Lotusgroup Advisors (registered 2025-03-17)Feb 7, 2025 · Advisor changed firm · fact
- Claudia Yihsien Lin left Trilogy Capital, Inc. for Sovran Advisors, Llc (registered 2024-11-01)Oct 30, 2024 · Advisor changed firm · fact
- Robert Lawrence Wheatley left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2017-11-29)Sep 24, 2024 · Advisor changed firm · fact
- Alfonso Leo Valdez left Trilogy Capital, Inc. for Sovran Advisors, Llc (registered 2024-09-25)Sep 24, 2024 · Advisor changed firm · fact
- Kimberly Leslie Hartsock left Trilogy Capital, Inc. for Northwestern Mutual Investment Services,Llc (registered 2025-04-29)Aug 30, 2024 · Advisor changed firm · fact
- Alexander Francisco Reyes left Trilogy Capital, Inc. for Captrust (registered 2025-07-28)Jun 26, 2024 · Advisor changed firm · fact
- Edmundo Cereceres Alvarado left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2017-11-29)Apr 25, 2024 · Advisor changed firm · fact
- Trilogy Capital, Inc. reported 43 state-registered advisory representatives, down from 73 (2023-12-15 to 2024-03-28)Mar 28, 2024 · Advisor headcount change · derived
- Stephen Allen Hartel left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2017-11-29)Sep 12, 2023 · Advisor changed firm · fact
- Rebecca Rose Desoto left Trilogy Capital, Inc. for Maia Wealth (registered 2023-08-30)Aug 30, 2023 · Advisor changed firm · fact
- Joshua Nicholas Dalafu left Trilogy Capital, Inc. for Mosley Wealth Management, Inc. (registered 2023-04-13)Mar 23, 2023 · Advisor changed firm · fact
- Sean Michael Kennedy left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2022-07-29)Dec 1, 2022 · Advisor changed firm · fact
- Jeffrey James Wren left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2022-12-01)Dec 1, 2022 · Advisor changed firm · fact
- Lucky V Nguyen left Trilogy Capital, Inc. for Merrill Lynch, Pierce, Fenner & Smith Incorporated (registered 2022-12-07)Oct 27, 2022 · Advisor changed firm · fact
- Hannah Beth Raynes left Trilogy Capital, Inc. for Lpl Financial Llc (registered 2022-08-10)Sep 8, 2022 · Advisor changed firm · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Business phone
- 626-918-2989reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 626-918-5670reportedpublished by the firm, firm site, Sep 15, 2026
- Business phone
- 844-356-4934reportedpublished by the firm, firm site, Sep 15, 2026
- Firm profile
- linkedin.com/company/trilogy-financialreportedpublic record, Form ADV, Sep 17, 2026
- Website
- jeffreyhackbarth.comreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 949-221-8105reportedpublic record, Form ADV, Jul 23, 2026
- Team page
- trilogyfs.com/leadership-teamreportedpublished by the firm, firm site, Sep 15, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Independent wealth managerderiveda rule over Items 5.D and 7.A
- RAUM per advisor
- $44.0Mderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026