DFX Intelligence
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Team lift-out
2 advisors left A• W••••• M••••••••• L•• for C•••••• W••••• M••••••••• L••
BD affiliatedtostate registeredAffiliated broker-dealer or bank to a state-registered adviserderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Samuel Phillip Plotkin | Sunderland, Ma | Nov 8, 2021 | Mar 24, 2022 |
| Senaida Noemi Bautista | Sunderland, Ma | Nov 10, 2021 | Mar 24, 2022 |
The rule
- Registrations ended
- Nov 8, 2021 to Nov 10, 2021
- Registered next
- Mar 24, 2022
- Branch state
- MA
- Cities
- 1, most in Sunderland, Ma
- Registered there that day
- 362 (people still on IAPD; an estimate)
- Share of that headcount
- 0.6%
- Succession by the destination
- none on the tape