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2 advisors moved from 3••• C•••••• M••••••••• L•• to F•••••• I••••••••• M••••••••• I•••
Not a lift-out: both firms report Long Ridge Equity Partners I, L.p. as a 75%+ owner on Schedule A around the move, so the two CRDs are one enterprise and nobody left anyone. A channel switch, an integration after an acquisition or an affiliate transfer. Never counted as a team in or out.
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Daniel William Snyder | Hartford, Ct | Dec 21, 2023 | Feb 15, 2024 |
| Michael Paul Otterson | Hartford, Ct | Dec 21, 2023 | Dec 1, 2023 |
| Scott Kevin Hawley | Hartford, Ct | Dec 21, 2023 | Jan 30, 2024 |
| John Arthur O'Connor | Hartford, Ct | Dec 31, 2023 | Dec 12, 2023 |
- Registrations ended
- Dec 21, 2023 to Dec 31, 2023
- Registered next
- Dec 12, 2023 to Jan 30, 2024
- Branch state
- CT
- Cities
- 1, most in Hartford, Ct
- Registered there that day
- 7 (people still on IAPD; an estimate)
- Share of that headcount
- 29%
- One enterprise because
- both firms report Long Ridge Equity Partners I, L.p. as a 75%+ owner on Schedule A around the move
- Succession by the destination
- none on the tape
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, all registering next through the same other firm. The kind is a printed rule, not a judgment: absorbed when half or more of the firm’s registered people moved or a succession names it, channel change when the two CRDs are one enterprise (same name, same 75%+ owner around the move, or one name the other with a word added), large transfer at fifty or more, lift-out otherwise.