DFX Intelligence
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Team lift-out
4 advisors left K••••• A••••••• S•••••••• L•• for T•• A•••••••• G••••
BD affiliatedtoindependent RIAAffiliated broker-dealer or bank to independent RIAderived from registration dates
Members
| Advisor | Branch | Left | Registered |
|---|---|---|---|
| Adam T Ciepiela | Albuquerque, Nm | Jan 29, 2021 | Jan 29, 2021 |
| Kelly Jean Famiglietta | Albuquerque, Nm | Jan 29, 2021 | Jan 29, 2021 |
| Stephen Joseph Ciepiela | Albuquerque, Nm | Jan 29, 2021 | Jan 29, 2021 |
| James Paul Johnson | Albuquerque, Nm | Feb 5, 2021 | Feb 3, 2021 |
The rule
- Registrations ended
- Jan 29, 2021 to Feb 5, 2021
- Registered next
- Jan 29, 2021 to Feb 3, 2021
- Branch state
- NM
- Cities
- 1, most in Albuquerque, Nm
- Registered there that day
- 973 (people still on IAPD; an estimate)
- Share of that headcount
- 0.4%
- Succession by the destination
- none on the tape