DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor teams
Teams that left Kestra Advisory Services, LLC
A team is two or more advisors whose registrations through one firm ended within fourteen days of each other, from branches in the same state, and who all registered next through the same other firm. The rule reads registration dates on IAPD and nothing else: no press, no name matching, no judgment about why. When the cluster carried half or more of the firm it left, or the destination filed a succession naming it, it is typed firm absorbed rather than lift-out. When the two CRDs are one enterprise (the same business name, as with the two Wells Fargo Advisors channels, the same 75%+ owner on both Schedule As around the move, or one name the other with a word added) it is a channel change, listed only when asked for and never counted as a team in or out. Corporate re-registrations (hundreds of people moved to a new CRD in one month) are excluded before teams are formed.
| Advisors | From | To | Branch | Type | Left |
|---|---|---|---|---|---|
| 2 | Kestra Advisory Services, LLC BD affiliated | Merit Financial Advisors BD affiliated | Towson, Md | Affiliated broker-dealer or bank to another | Jul 21, 2026 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Corient independent RIA | Dallas, Tx | Affiliated broker-dealer or bank to independent RIA | Jul 14, 2026 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | New Albany, Oh | Affiliated broker-dealer or bank to another | Jun 25, 2026 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Jun 22, 2026 |
| 3 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Southbury, Ct +1 | Affiliated broker-dealer or bank to another | May 13, 2026 |
| 4 | Kestra Advisory Services, LLC BD affiliated | Boden Wealth no RAUM | Austin, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Boden Wealth no RAUM | Camp Hill, Pa | Affiliated broker-dealer or bank to a newly registered adviser | Apr 28, 2026 |
| 6 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Austin, Tx +1 | Affiliated broker-dealer or bank to another | Mar 31, 2026 over 7 d |
| 2 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Jupiter, Fl | Affiliated broker-dealer or bank to another | Mar 31, 2026 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Austin, Tx +1 | Affiliated broker-dealer or bank to another | Mar 4, 2026 |
| 2 | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Mar 2, 2026 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Private Client Services, LLC BD affiliated | Maitland, Fl +1 | Affiliated broker-dealer or bank to another | Nov 19, 2025 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Juno Financial Group LLC no RAUM | Austin, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Jun 16, 2025 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Juno Financial Group LLC no RAUM | Richmond, Va | Affiliated broker-dealer or bank to a newly registered adviser | Jun 16, 2025 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Questmont Virtual Family Office, LLC no RAUM | Tampa, Fl | Affiliated broker-dealer or bank to a newly registered adviser | Jun 2, 2025 |
| 6 | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Timonium, Md | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2025 |
| 2 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | May 2, 2025 over 6 d |
| 2 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Torrance, Ca | Affiliated broker-dealer or bank to another | May 1, 2025 over 1 d |
| 5 | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Apr 29, 2025 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | San Antonio, Tx +1 | Affiliated broker-dealer or bank to another | Apr 4, 2025 over 6 d |
| 2 | Kestra Advisory Services, LLC BD affiliated | Berman Mcaleer no RAUM | Timonium, Md | Affiliated broker-dealer or bank to a newly registered adviser | Mar 27, 2025 over 5 d |
| 2 | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Burleson, Tx | Affiliated broker-dealer or bank to another | Jan 17, 2025 |
| 2 | Kestra Advisory Services, LLC BD affiliated | The Baldwin Group Wealth Advisors, LLC other | Snohomish, Wa +1 | Other | Jan 14, 2025 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Janney Montgomery Scott LLC BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Oct 28, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Composition Wealth, LLC independent RIA | Columbia, Md | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2024 |
| 4 | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Austin, Tx | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Lexington, Ky | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Belleville, Il +1 | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2024 over 3 d |
| 2 | Kestra Advisory Services, LLC BD affiliated | Relation Wealth Management, Inc. no RAUM | Tulsa, Ok | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Relation Wealth Management, Inc. no RAUM | Austin, Tx | Affiliated broker-dealer or bank to a newly registered adviser | Jul 1, 2024 over 2 d |
| 2 | Kestra Advisory Services, LLC BD affiliated | Assuredpartners Investment Advisors independent RIA | Lexington, Ky | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | K&H Wealth Partners state registered | Northbrook, Il | Affiliated broker-dealer or bank to a state-registered adviser | May 23, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Chandler, Az | Affiliated broker-dealer or bank to another | May 2, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | May 2, 2024 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Bethesda, Md | Other | Mar 28, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Charlotte, Nc +1 | Other | Mar 28, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Austin, Tx | Other | Mar 28, 2024 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Mar 5, 2024 over 10 d |
| 2 | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Centennial, Co | Affiliated broker-dealer or bank to another | Jan 26, 2024 |
| 2 | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Jan 26, 2024 |
| 6 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Oct 27, 2023 over 13 d |
| 2 | Kestra Advisory Services, LLC BD affiliated | Towers Watson Investment Services, Inc. institutional | Austin, Tx | Other | Sep 18, 2023 |
| 9 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Scottsdale, Az | Affiliated broker-dealer or bank to another | Aug 14, 2023 |
| 5 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Aug 14, 2023 |
| 2 | Kestra Advisory Services, LLC BD affiliated | MML Investors Services, LLC BD affiliated | Elmsford, Ny | Affiliated broker-dealer or bank to another | Aug 7, 2023 over 2 d |
| 4 | Kestra Advisory Services, LLC BD affiliated | Arkadios Wealth Advisors BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Jun 29, 2023 |
| 2 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Austin, Tx | Affiliated broker-dealer or bank to another | Jun 21, 2023 |
| 2 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Metuchen, Nj | Affiliated broker-dealer or bank to another | Jun 20, 2023 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Greater Midwest Financial Group, LLC no RAUM | St Paul, Mn | Affiliated broker-dealer or bank to a newly registered adviser | May 1, 2023 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Austin, Tx | Other | Mar 28, 2023 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Cwm, LLC BD affiliated | South Boston, Ma +1 | Affiliated broker-dealer or bank to another | Feb 28, 2023 |
| 2 | Kestra Advisory Services, LLC BD affiliated | The Ameriflex Group independent RIA | Centennial, Co | Affiliated broker-dealer or bank to independent RIA | Nov 9, 2022 |
| 4 | Kestra Advisory Services, LLC BD affiliated | Dfpg Investments, LLC independent RIA | Austin, Tx | Affiliated broker-dealer or bank to independent RIA | Oct 21, 2022 |
| 2 | Kestra Advisory Services, LLC BD affiliated | LPL Financial LLC independent RIA | Austin, Tx | Affiliated broker-dealer or bank to independent RIA | Sep 9, 2022 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Wealthspire Retirement Advisory institutional | Bethesda, Md +1 | Other | Aug 15, 2022 over 3 d |
| 3 | Kestra Advisory Services, LLC BD affiliated | Gaddis Premier Wealth Advisors LLC no RAUM | Ada, Ok +1 | Affiliated broker-dealer or bank to a newly registered adviser | Jun 24, 2022 |
| 2 | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Austin, Tx | Affiliated broker-dealer or bank to another | Jun 8, 2022 |
| 4 | Kestra Advisory Services, LLC BD affiliated | Commonwealth Financial Network national BD | Tarrytown, Ny | Affiliated broker-dealer or bank to another | Jun 7, 2022 over 1 d |
| 3 | Kestra Advisory Services, LLC BD affiliated | Rfg Advisory, LLC independent RIA | Glen Allen, Va | Affiliated broker-dealer or bank to independent RIA | May 9, 2022 |
| 3 | Kestra Advisory Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Austin, Tx +1 | Affiliated broker-dealer or bank to another | Apr 22, 2022 |
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108 teams match.derived from registration dates