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Team lift-out

2 advisors left K••••• A••••••• S•••••••• L•• for G•••••• M•••••• F•••••••• G••••• L••

BD affiliatedtono RAUMAffiliated broker-dealer or bank to a newly registered adviserderived from registration dates
Members
AdvisorBranchLeftRegistered
Jacob Michael KoglerSt Paul, MnMay 1, 2023Jan 24, 2023
James William RonnSt Paul, MnMay 1, 2023Jan 23, 2023
The rule
Registrations ended
May 1, 2023
Registered next
Jan 23, 2023 to Jan 24, 2023
Branch state
MN
Cities
1, most in St Paul, Mn
Registered there that day
1,133 (people still on IAPD; an estimate)
Share of that headcount
0.2%
Succession by the destination
none on the tape